Sabrina Kharrazi

Oct 26, 2023 | portfolio.bisanet.org | Sabrina Kharrazi |Howard Hammond |Rich Blake

Executives from Edward Jones, Raymond James, LPL and three other broker-dealers submitted letters of support for a lawsuit contesting Missouri rules that place new requirements on broker-dealers and advisors with respect to recommending environmental, social and governance (ESG) investments. The Securities Industry and Financial Markets Association filed the lawsuit in federal court in Missouri in August.