Sarah Hanni

Nov 4, 2024 | jdsupra.com | Michael Birnbaum |Val Dahiya |Sarah Hanni

On October 21, 2024, the U.S. Securities and Exchange Commission’s (“SEC”) Division of Examinations (“EXAMS”) announced its 2025 Examination Priorities (the “2025 Priorities”), highlighting areas that it expects to target during examinations in 2025. The 2025 Priorities reinforce many of the same areas of focus as the 2024 priorities, including investment advisers to private funds, conflicts of interest disclosures, Regulation Best Interest (“Reg BI”), cybersecurity, and crypto assets.

May 29, 2024 | jdsupra.com | Val Dahiya |Sarah Hanni

SummaryOn May 16, 2024, the SEC adopted amendments to Regulation S-P (“Reg S-P”). The finalized amendments (the “Amendments”) to Reg S-P are designed to address the expanded use of technology and corresponding risks that have emerged since Reg S-P’s original adoption.