Simon Currie

Aug 20, 2024 | jdsupra.com | Simon Currie |Steven Lightstone |Mike Pierides

The European Securities and Markets Authority (ESMA) recently published its first formal guidance on the use of artificial intelligence (AI) in the provision of retail investment services. The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection.

Aug 19, 2024 | morganlewis.com | Steven Lightstone |Vishnu Shankar |Simon Currie |Mike Pierides

The European Securities and Markets Authority (ESMA) recently published its first formal guidance on the use of artificial intelligence (AI) in the provision of retail investment services. The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection.

Aug 19, 2024 | lexology.com | Steven Lightstone |Vishnu Shankar |Simon Currie |Mike Pierides

The European Securities and Markets Authority (ESMA) recently published its first formal guidance on the use of artificial intelligence (AI) in the provision of retail investment services. The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection.

Mar 13, 2024 | jdsupra.com | Simon Currie |Steven Lightstone |William Yonge

The new UK Financial Conduct Authority (FCA) sustainability disclosure requirements (SDR) and investment labels regime for managers of funds launches in July 2024, with a phased application through to December 2026. The SDR and investment labels regime comprise a labelling regime for qualifying sustainable investment funds, consumer-facing disclosures, pre-contractual and ongoing fund disclosures, and fund manager disclosures.

Mar 12, 2024 | morganlewis.com | William Yonge |Simon Currie |Steven Lightstone

The new UK Financial Conduct Authority (FCA) sustainability disclosure requirements (SDR) and investment labels regime for managers of funds launches in July 2024, with a phased application through to December 2026. The SDR and investment labels regime comprise a labelling regime for qualifying sustainable investment funds, consumer-facing disclosures, pre-contractual and ongoing fund disclosures, and fund manager disclosures.