Thomas Archer

Oct 22, 2024 | law360.com | Charles Sommers |Andrew Blake |Thomas Archer

By Charles Sommers, Andrew Blake and Thomas Archer ( October 22, 2024, 2:00 PM EDT) -- On Sept. 18, in a unanimous vote, the U.S. Securities and Exchange Commission adopted rules amending the minimum pricing increments, or tick sizes,[1] for the quoting and trading of national market system stocks under Rule 612 of Regulation NMS.... Law360 is on it, so you are, too.

Oct 8, 2024 | lexology.com | Michael D. Wolk |Charles Sommers |W. Hardy Callcott |Michael J. Ogershok |Thomas Archer

On September 20, 2024, the SEC approved proposed rule changes submitted by FINRA and the MSRB to require reporting of trades in most fixed-income securities and municipal securities to FINRA’s TRACE or the MSRB’s RTRS “as soon as practicable” but no later than one minute from the time the trade was executed, subject to certain exceptions for manual trades and firms with limited trading activity.