
Vanessa Johnson
Articles
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Jan 7, 2025 |
moneymarketing.co.uk | Vanessa Johnson |Noel Butwell |Nita Patel
Only a Financial Conduct Authority-authorised firm with FCA permission ‘managing investments’ can undertake the regulated activity of managing investments. However, applying to the FCA for this permission can be a costly and resource-intensive process, so some firms or individuals are exploring other options. Each of these options brings with it its own set of regulatory implications which need thorough consideration.
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Jan 7, 2025 |
moneymarketing.co.uk | Vanessa Johnson |Noel Butwell
Only a Financial Conduct Authority-authorised firm with FCA permission ‘managing investments’ can undertake the regulated activity of managing investments. However, applying to the FCA for this permission can be a costly and resource-intensive process, so some firms or individuals are exploring other options. Each of these options brings with it its own set of regulatory implications, which need thorough consideration.
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Oct 31, 2024 |
mondaq.com | cindy zhang |Vanessa Johnson
MT McCarthy Tétrault LLP More McCarthy Tétrault LLP provides a broad range of legal services, advising on large and complex assignments for Canadian and international interests. The firm has substantial presence in Canada’s major commercial centres and in New York City, US and London, UK.
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Oct 28, 2024 |
lexology.com | cindy zhang |Vanessa Johnson
As part of our series following the evolution of the Retail Payments Activities Act (RPAA) as we approach the initial registration period commencing on November 1, 2024, we highlight key aspects of new resources the Bank of Canada released this month that will be of interest to fintech, neo-banking and crypto business models in Canada.
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Aug 7, 2024 |
mccarthy.ca | Vanessa Johnson
CSA Restricted Dealer regime for crypto trading platforms (CTPs) appears closed for new applicants August 7, 2024 On August 6, 2024, the Canadian Securities Administrators (CSA) announced that they do not intend to continue with the flexible “interim approach for time-limited restricted dealer registration” for CTPs. This suggests that any custodial CTP that wants to commence or continue offering services in Canada and has not already registered or entered into a pre-registration undertaking...
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