Zahra Mashhood

4 weeks ago | mondaq.com | Joe Hewton |Phil Davies |Zahra Mashhood

With special acknowledgment to Aaron Brooks for hiscontribution. The FCA enforcement landscape has shifted dramatically underthe oversight of the (now not so new) joint Directors ofEnforcement, moving away from traditional enforcement action andtowards more "assertive" supervisory action. The FCA has dropped recently proposed changes, including rulesabout 'naming and shaming' regulated firms under FCAinvestigation, as well as diversity and inclusion initiatives.

4 weeks ago | jdsupra.com | Phil Davies |Joe Hewton |Zahra Mashhood

With special acknowledgment to Aaron Brooks for his contribution. Key Takeaways The FCA enforcement landscape has shifted dramatically under the oversight of the (now not so new) joint Directors of Enforcement, moving away from traditional enforcement action and towards more “assertive” supervisory action. The FCA has dropped recently proposed changes, including rules about ‘naming and shaming’ regulated firms under FCA investigation, as well as diversity and inclusion initiatives.

1 month ago | akingump.com | Joe Hewton |Phil Davies |Zahra Mashhood

With special acknowledgment to Aaron Brooks for his contribution. Key TakeawaysThe FCA enforcement landscape has shifted dramatically under the oversight of the (now not so new) joint Directors of Enforcement, moving away from traditional enforcement action and towards more “assertive” supervisory action. The FCA has dropped recently proposed changes, including rules about ‘naming and shaming’ regulated firms under FCA investigation, as well as diversity and inclusion initiatives.

2 months ago | mondaq.com | Joe Hewton |Zahra Mashhood |Phil Davies

On 1 September 2025, the new UK Offence of "Failure toPrevent Fraud" will take effect, in accordance with theEconomic Crime and Corporate Transparency Act 2023. This will impose liability on organisations (includingcorporates and partnerships) if their employees and otherassociated persons (broadly defined) commit certain fraud offenceswith the intention of directly or indirectly benefitting theorganisation, or its customers or clients.

2 months ago | jdsupra.com | Phil Davies |Joe Hewton |Zahra Mashhood

Key Points On 1 September 2025, the new UK Offence of “Failure to Prevent Fraud” will take effect, in accordance with the Economic Crime and Corporate Transparency Act 2023. This will impose liability on organisations (including corporates and partnerships) if their employees and other associated persons (broadly defined) commit certain fraud offences with the intention of directly or indirectly benefitting the organisation, or its customers or clients.