Andrew Feller

Oct 24, 2024 | jdsupra.com | Andrew Feller |Geoff Schweller

On October 21, the U.S. Securities and Exchange Commission (SEC) Division of Examinations published its 2025 Examination Priorities, outlining the main areas of interest for the Division in its examinations of regulated entities during the upcoming year. The 2025 Examination Priorities provide key insights for market participants into the areas where the Commission has identified risk and potential harm for investors.

Oct 22, 2024 | natlawreview.com | Andrew Feller

On October 21, the U.S. Securities and Exchange Commission (SEC) Division of Examinations published its 2025 Examination Priorities, outlining the main areas of interest for the Division in its examinations of regulated entities during the upcoming year. The 2025 Examination Priorities provide key insights for market participants into the areas where the Commission has identified risk and potential harm for investors.

Oct 22, 2024 | natlawreview.com | Andrew Feller |Geoff Schweller |John R Ingrassia |Philip Yannella

Skip to main content October 22, 2024 Volume XIV, Number 296 Legal Analysis. Expertly Written. Quickly Found.

Oct 22, 2024 | lexology.com | Andrew Feller |Geoff Schweller

On October 21, the U.S. Securities and Exchange Commission (SEC) Division of Examinations published its 2025 Examination Priorities, outlining the main areas of interest for the Division in its examinations of regulated entities during the upcoming year. The 2025 Examination Priorities provide key insights for market participants into the areas where the Commission has identified risk and potential harm for investors.

Sep 27, 2024 | jdsupra.com | Andrew Feller |Geoff Schweller

Whistleblowers who exposed what has been called “one of the biggest frauds in Texas history” are not eligible to receive Securities and Exchange Commission (SEC) whistleblower awards based on the collections recovered in a bankruptcy proceeding, according to a recent ruling by the United States Court of Appeals for the Fifth Circuit. The Fifth Circuit ruling, in the case Barr vs.