Anna James

1 month ago | lexology.com | Rob Moulton |Nicola Higgs |Becky Critchley |Anna James |Charlotte Collins

The regulators have said they will not pursue their proposals on announcing enforcement investigations and on D&I. On 12 March 2025, the FCA and PRA made important announcements regarding the long-awaited outcomes on certain key policy proposals. The FCA published a letter addressed to the Treasury Select Committee and accompanying statement, while the PRA also published a letter to the Treasury Select Committee.

Dec 2, 2024 | jdsupra.com | Charlotte Collins |Anna James |Andrea Monks

The regulator has significantly rowed back on aspects of the proposals following industry and government feedback. On 28 November 2024, the FCA published revised proposals for announcing enforcement investigations. The original consultation, launched in February 2024, proved to be one of the most controversial proposals put forward by the regulator and received an unprecedented response from industry and the government (for more detail on the original proposals, see this Latham blog post).

Feb 29, 2024 | lexblog.com | Andrea Monks |Rob Moulton |Nell Perks |Anna James

The FCA plans to streamline its approach to enforcement and publicise investigations at an early stage. By Andrea Monks, Rob Moulton, Nell Perks, Anna James, and Charlotte CollinsOn 27 February 2024, the FCA published a Consultation Paper (CP24/2) on its proposed new approach to publicising enforcement investigations and changes to the FCA Enforcement Guide (EG). The FCA also published a related speech given by Therese Chambers, joint Executive Director of Enforcement and Market Oversight.

Feb 29, 2024 | jdsupra.com | Charlotte Collins |Anna James |Andrea Monks

The FCA plans to streamline its approach to enforcement and publicise investigations at an early stage. On 27 February 2024, the FCA published a Consultation Paper (CP24/2) on its proposed new approach to publicising enforcement investigations and changes to the FCA Enforcement Guide (EG). The FCA also published a related speech given by Therese Chambers, joint Executive Director of Enforcement and Market Oversight.

Feb 29, 2024 | lexology.com | Andrea Monks |Rob Moulton |Nell Perks |Anna James |Charlotte Collins

The FCA plans to streamline its approach to enforcement and publicise investigations at an early stage. On 27 February 2024, the FCA published a Consultation Paper (CP24/2) on its proposed new approach to publicising enforcement investigations and changes to the FCA Enforcement Guide (EG). The FCA also published a related speech given by Therese Chambers, joint Executive Director of Enforcement and Market Oversight.