Nell Perks

Oct 28, 2024 | lexology.com | Rob Moulton |Nicola Higgs |Nell Perks |Becky Critchley |Charlotte Collins

The data provides important insights to assist firms with their ongoing work in this area. On 25 October 2024, the FCA published the results of a survey on non-financial misconduct it undertook earlier in the year involving over 1,000 firms in the wholesale sector (investment banks, brokers, and wholesale insurance firms). This was the first time the FCA has looked in detail at how firms record and manage allegations of non-financial misconduct.

Mar 15, 2024 | jdsupra.com | Charlotte Collins |Ella McGinn |Nell Perks

The Sexism in the City report highlights key issues affecting women in financial services and sets out a number of recommendations to address them. On 8 March 2024, the House of Commons Treasury Committee published its report from the Sexism in the City inquiry, which sought to explore progress in four key areas affecting women in financial services since the Committee’s Women in Finance report was published in 2018.

Mar 15, 2024 | lexblog.com | Nell Perks |Ella McGinn |Charlotte Collins

The Sexism in the City report highlights key issues affecting women in financial services and sets out a number of recommendations to address them. By Nell Perks, Ella McGinn, and Charlotte CollinsOn 8 March 2024, the House of Commons Treasury Committee published its report from the Sexism in the City inquiry, which sought to explore progress in four key areas affecting women in financial services since the Committee’s Women in Finance report was published in 2018.

Feb 29, 2024 | lexblog.com | Andrea Monks |Rob Moulton |Nell Perks |Anna James

The FCA plans to streamline its approach to enforcement and publicise investigations at an early stage. By Andrea Monks, Rob Moulton, Nell Perks, Anna James, and Charlotte CollinsOn 27 February 2024, the FCA published a Consultation Paper (CP24/2) on its proposed new approach to publicising enforcement investigations and changes to the FCA Enforcement Guide (EG). The FCA also published a related speech given by Therese Chambers, joint Executive Director of Enforcement and Market Oversight.

Feb 29, 2024 | lexology.com | Andrea Monks |Rob Moulton |Nell Perks |Anna James |Charlotte Collins

The FCA plans to streamline its approach to enforcement and publicise investigations at an early stage. On 27 February 2024, the FCA published a Consultation Paper (CP24/2) on its proposed new approach to publicising enforcement investigations and changes to the FCA Enforcement Guide (EG). The FCA also published a related speech given by Therese Chambers, joint Executive Director of Enforcement and Market Oversight.