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Nov 12, 2024 | 
a-teaminsight.com | Anne Plested |RegTech Insight
By Anne Plested, MCSI, Senior Product Manager for Regulation, ION Markets. Incentives for changeEarlier last year, as part of the UK Wholesale Markets Review (WMR), the Financial Conduct Authority (FCA) published its PS23/4 policy statement on Improving Equity Secondary Markets.
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Nov 7, 2024 | 
iongroup.com | Anne Plested
Key TakeawaysMiFID II and operational resilience regulations continue to evolveFirms must be aware as UK and EU develop frameworksAI regulations in UK and EU present challenges and opportunitiesAt ION Markets, we are constantly scanning the regulatory horizon to support our customers in keeping abreast of the latest developments.
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Jun 14, 2024 | 
iongroup.com | Anne Plested
Firms need to scan the regulatory horizon to ensure compliance across different jurisdictionsBrexit divergence and spread of T+1 add to ongoing complexityTrusted partners can help manage regulatory change, allowing you to focus on opportunitiesFor financial firms to manage the complex global regulatory environment they find themselves in, they must monitor developments from jurisdictions around the world and ensure their trading technology solutions empower compliance.
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Mar 26, 2024 | 
iongroup.com | Anne Plested
Recently, we welcomed colleagues from across the capital markets to our London office for a wide-ranging discussion on the current European regulatory landscape. The conversation explored the latest developments in the EU, including consolidated tape proposals and revisions to MiFID II. The main focus of attention was the upcoming UK Financial Conduct Authority (FCA) regulations and their potential impact on the equities market.
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Jan 18, 2024 | 
iongroup.com | Anne Plested
New EU transparency-related changes applied from 1 January 2024. To comply, EU venues, their members and service providers have been busy in recent months making changes to their trade reporting and market data products. This initial round of EU changes comprised low-level detail adjustments to improve post-trade data quality. This is primarily to ease data consolidation once any EU consolidated tape gets off the ground in the next few years.
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Aug 21, 2023 | 
finextra.com | Luigi Wewege |Nick Green |Anne Plested
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External | what does this mean? This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author.
In simple terms, seigniorage is the profit that a government or central bank makes from issuing currency.
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Aug 21, 2023 | 
finextra.com | Luigi Wewege |Nick Green |Anne Plested
Emergence of ubiquitous Big Techs
Big techs, more popularly known as Tech Giants, are the large information technology companies, whose dominance across industry sectors is manifested by a marked upshift in the post Dot-com bubble era.
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Aug 17, 2023 | 
finextra.com | Nick Green |Anne Plested |Indra Chourasia |John Bertrand
A lack of transparency in lending is an old problem made new again with BNPL. According to concerning
reports, the UK government plans to delay regulation of the BNPL industry. But behind its ease of use, BNPL could create gaps in data without oversight and transparency.
Without the right regulation, financial services could operate in an environment of fragmented, data. This lack of data transparency could lead to poorer decisions and higher risks.
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Aug 15, 2023 | 
finextra.com | Anne Plested |Indra Chourasia |John Bertrand |Rob Haslingden
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External | what does this mean? This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author.
Stressed out and overwhelmed - that seems to be the sentiment among data leaders in financial services.
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Aug 15, 2023 | 
finextra.com | Anne Plested |Indra Chourasia |John Bertrand |Rob Haslingden
From recent times, almost all gambling news automatically implies upcoming changes in Curacao. In March of this year, the industry was expecting new Curacao gambling regulations, which was the main consequence of starting issues with obtaining new sublicenses. Some Master License Holders have even stopped onboarding new licensees because of that, mainly to prevent further risks with the transition to a new state license of the new regulator Curacao Gaming Authority.
