Brian Hirshberg

3 weeks ago | businesslawtoday.org | Karen Liu |Brian Hirshberg |Anna Pinedo |Liz Walsh

CURRENT MONTH (March 2025)By Karen Liu, Reid & Wise LLCOn March 14, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced a six-month extension (the “Extension”) of the compliance dates for the 2023 amendments to Rule 35d-1 (the “2023 Names Rule”) under the Investment Company Act of 1940 (the “Company Act”). The 2023 Names Rule was adopted by the SEC on September 20, 2023, and effective as of December 11, 2023. The effective date for the Extension is March 20, 2025.

Nov 12, 2024 | jdsupra.com | Brian Hirshberg

REIT capital raising in 2024 has surpassed 2023 and 2022 levels after having undergone a substantial decline after the COVID pandemic.

Aug 16, 2024 | mayerbrown.com | Brian Hirshberg

The PIPE market has continued to evolve with many new investors and advisors joining the industry and eager for the opportunity to exchange ideas and form in-person relationships with the most active players in this important corner of the capital markets.

Aug 7, 2024 | jdsupra.com | Brian Hirshberg

[co-author: Carlos Juarez]*As part of a panel discussion at the Practising Law Institute’s 2024 SEC Speaks Conference held on April 2, 2024, the Director of the SEC’s Division of Corporation Finance, Erik Gerding, highlighted several risks and disclosures relating to commercial real estate (CRE) that the Staff has recently focused on and expects to continue to focus on when reviewing periodic filings given the current market distress and uncertainty in the CRE sector.

Aug 1, 2024 | jdsupra.com | Brian Hirshberg

On June 21, 2024, The Nasdaq Stock Exchange (“Nasdaq”) filed a proposed rule change with the Securities and Exchange Commission to modify the application of the bid price compliance period as a result of which a company takes action that causes non-compliance with another listing requirement. Companies that have equity securities with low trading prices often effect reverse stock splits in order to regain compliance with the minimum bid price required by Nasdaq.