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Are Whistleblower Protection Violations the New SEC Sweep? | JD Supra

Sep 18, 2024 | jdsupra.com | Ana Blanco |Celia Cohen |Charles Frohman

SummaryThe Securities and Exchange Commission (SEC) continues to investigate companies for including language in their employment and separation agreements or retail client settlement agreements that potentially discourages whistleblowers from reporting issues to authorities outside the company. The SEC announced this week that it settled charges against seven public companies spanning several industries, including health care and software, for more than $3 million in combined civil penalties.
SEC Announces Settlements with Seven Public Companies for Violations of Exchange Act Whistleblower Protections in Employee and Consulting Agreements | JD Supra

Sep 16, 2024 | jdsupra.com | Celia Cohen |Charles Frohman |Michael P. Robotti

[co-author: Ana María Blanco]The SEC has begun to bring enforcement actions against companies whose employment and client agreements could appear to infringe on the right to report cases in violation of Section 21f-17(a) of the Exchange Act.

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