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Jun 28, 2024 | 
jdsupra.com | Trisha Sircar |Danette Edwards
Katten's Privacy, Data and Cybersecurity Quick Clicks is a monthly newsletter highlighting the latest news and legal developments involving privacy, data and cybersecurity issues across the globe. To read more issues of Katten's Privacy, Data and Cybersecurity Quick Clicks, please click here.
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Feb 22, 2024 | 
jdsupra.com | Trisha Sircar |Sarah Simpson |Danette Edwards
Katten's Privacy, Data and Cybersecurity Quick Clicks is a monthly newsletter highlighting the latest news and legal developments involving privacy, data and cybersecurity issues across the globe. To read more issues of Katten's Privacy, Data and Cybersecurity Quick Clicks, please click here.
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Feb 1, 2024 | 
mondaq.com | Danette Edwards
TechCrunchand CyberWire Daily podcast shared
comments made by Partner and Securities Enforcement Defense
Co-Chair Danette Edwards as a panelist at the ShmooCon hacker
conference in Washington, DC on the expanding legal risks for
companies and their Chief Information Security Officers (CISOs)
relating to cybersecurity incidents.
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Jan 3, 2024 | 
mondaq.com | Trisha Sircar |Sarah Simpson |Tegan Miller- McCormack |Danette Edwards
Katten's Privacy, Data and Cybersecurity Quick
Clicks is a monthly newsletter highlighting the latest news
and legal developments involving privacy, data and cybersecurity
issues across the globe.
To read more issues of Katten's Privacy, Data and
Cybersecurity Quick Clicks, please click here.
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Nov 15, 2023 | 
natlawreview.com | Danette Edwards
Skip to main contentNovember 15, 2023Volume XIII, Number 319Legal Analysis. Expertly Written. Quickly Found.
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Nov 10, 2023 | 
mondaq.com | Danette Edwards
On October 30, 2023, the US Securities and Exchange Commission
(SEC or Commission) sued SolarWinds and its Chief Information
Security Officer (CISO) for fraud, false reporting, and internal
and disclosure control violations related to the massive SUNBURST
cybersecurity attack. The SEC was unable to reach a settlement with
the company or the CISO following the conclusion of the
Commission's enforcement investigation and was forced to file a
litigated action against the defendants.
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Nov 8, 2023 | 
jdsupra.com | Danette Edwards
On October 30, 2023, the US Securities and Exchange Commission (SEC or Commission) sued SolarWinds and its Chief Information Security Officer (CISO) for fraud, false reporting, and internal and disclosure control violations related to the massive SUNBURST cybersecurity attack. The SEC was unable to reach a settlement with the company or the CISO following the conclusion of the Commission’s enforcement investigation and was forced to file a litigated action against the defendants.
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Nov 7, 2023 | 
lexology.com | Danette Edwards
On October 30, 2023, the US Securities and Exchange Commission (SEC or Commission) sued SolarWinds and its Chief Information Security Officer (CISO) for fraud, false reporting, and internal and disclosure control violations related to the massive SUNBURST cybersecurity attack. The SEC was unable to reach a settlement with the company or the CISO following the conclusion of the Commission’s enforcement investigation and was forced to file a litigated action against the defendants.
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Sep 8, 2023 | 
jdsupra.com | James Brady |Michael Diver |Danette Edwards
On August 16, Instinet, LLC (Instinet or the Firm) agreed to pay a $3.8 million fine to settle an enforcement action with the Financial Industry Regulatory Authority (FINRA) regarding its alleged failure to comply with certain of its Consolidated Audit Trail (CAT) reporting obligations.1 This case is FINRA's first significant enforcement action in the CAT space and should prompt member firms to revisit the efficacy of their CAT compliance programs.
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Sep 8, 2023 | 
mondaq.com | James Brady |Michael Diver |Danette Edwards |Christian Kemnitz
On August 16, Instinet, LLC (Instinet or the Firm) agreed to pay
a $3.8 million fine to settle an enforcement action with the
Financial Industry Regulatory Authority (FINRA) regarding its
alleged failure to comply with certain of its Consolidated Audit
Trail (CAT) reporting obligations.1 This case is
FINRA's first significant enforcement action in the CAT space
and should prompt member firms to revisit the efficacy of their CAT
compliance programs.
