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Sep 6, 2024 | 
natlawreview.com | Debra Curtis |Kristen O’Brien |Mallory Acheson |Daniel C. Lumm
In a significant enforcement action, the SEC sanctioned a private fund manager for failing to establish and maintain adequate policies and procedures to prevent the misuse of material nonpublic information (MNPI) while trading in securities issued by collateralized loan obligation vehicles (CLOs).
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Sep 6, 2024 | 
nelsonmullins.com | Mallory Acheson |Daniel C. Lumm
On Sept. 4, the California Privacy Protection Agency (CPPA) issued an enforcement advisory focused on the use of dark patterns under the California Consumer Privacy Act (CCPA). Dark patterns refer to manipulative user interface designs that deceive or frustrate consumers into making choices they wouldn’t otherwise make, such as hindering their ability to opt out of the sale or sharing of personal data.
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Jun 28, 2024 | 
jdsupra.com | Mallory Acheson |Daniel C. Lumm
As of July 1, three new comprehensive state privacy laws – the Florida Digital Bill of Rights (FDBR), the Oregon Consumer Privacy Act (OCPA), and the Texas Data Privacy and Security Act (TDPSA) – will take effect, joining the ranks of existing laws in California, Colorado, Connecticut, Virginia, and Utah.
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Jun 26, 2024 | 
natlawreview.com | Mallory Acheson |Daniel C. Lumm |Denise Mariani |Alan L. Friel
On June 20, 2024, the Department of Commerce’s Bureau of Industry and Security (“Commerce”) announced the issuance of the first Final Determination (“Determination”) under Executive Order 13873 – Securing the Information and Communications Technology and Services (“ICTS”) Supply Chain.
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Jun 26, 2024 | 
nelsonmullins.com | Mallory Acheson |Daniel C. Lumm
As of July 1, three new comprehensive state privacy laws – the Florida Digital Bill of Rights (FDBR), the Oregon Consumer Privacy Act (OCPA), and the Texas Data Privacy and Security Act (TDPSA) – will take effect, joining the ranks of existing laws in California, Colorado, Connecticut, Virginia, and Utah.
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Jun 20, 2024 | 
natlawreview.com | Anisa Noorassa |Jason Epstein |Daniel C. Lumm |Rachael Markham
During our recent webinar on Disciplinary Issues in the Workplace, we received a number of questions via the chat facility that we will address in a few blogs over the next few weeks. First off, we have a couple of questions about bias and the independence of managers. Can a manager who witnessed an incident conduct the investigation or will this be deemed unfair/biased? Can a manager chair the disciplinary hearing of a direct report or will there be any concerns about bias?
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Apr 10, 2024 | 
natlawreview.com | Jason Epstein |Daniel C. Lumm |George Howell |George Sibley
On April 3, 2024, the Securities and Exchange Commission announced charges against a registered investment adviser for recordkeeping failures regarding personal device communications and pre-clearance of securities transactions in employees’ personal accounts. The firm was charged and agreed to pay a $6.5 million dollar penalty and to implement improvements to its compliance policies and procedures.
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Apr 2, 2024 | 
natlawreview.com | Jason Epstein |Daniel C. Lumm |Kathryn Cole |Kevin Spencer
On April 1, 2024, the U.S. and UK signed a Memorandum of Understanding (“MOU”) that details how the U.S. and UK will work together to develop tests for advanced AI models. The MOU follows through on commitments made by the countries at the AI Safety Summit in November 2023.
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Apr 2, 2024 | 
natlawreview.com | Jason Epstein |Daniel C. Lumm |Kathryn Cole |Kevin Spencer
Skip to main content April 02, 2024 Volume XIV, Number 93 Legal Analysis. Expertly Written. Quickly Found. Trending News Food for Thought: Serving Up Unique Concerns for Restaurant Leases Print Mail Download i Many aspects of commercial leasing are complex, but restaurant leases are a unique species of lease.
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Mar 21, 2024 | 
natlawreview.com | Jeffrey Rummel |Brooke Delaney |Jason Epstein |Daniel C. Lumm
Skip to main content March 21, 2024 Volume XIV, Number 81 Legal Analysis. Expertly Written. Quickly Found.
