Daniel G. Berick

Aug 12, 2024 | natlawreview.com | Ann Robinson |Hannah Laming |Daniel G. Berick |John F. Lushis

Effective August 9, 2024, a new Maine law has streamlined the application process for obtaining a license for the wholesale or retail sale of liquor. This will be especially helpful for any bar or restaurant seeking to obtain an “on-premise liquor license,” which is required by the state in order to sell hard liquor (referred to as “spirits” under Maine law), beer, and wine at the establishment.

Aug 12, 2024 | lexology.com | Hannah Laming |Daniel G. Berick |Grace King |Malak Abbas

The UK and US enforcement agencies have been actively pursuing insider dealing (“insider trading”, in US parlance) since the COVID-19 pandemic ended. The UK and US have different securities enforcement regimes, but both have seen recent developments expanding the scope of conduct that can be prosecuted.

Jun 24, 2024 | squirepattonboggs.com | Hannah Laming |Daniel G. Berick |Malak Abbas |Grace King

The UK and US enforcement agencies have been actively pursuing insider dealing (“insider trading”, in US parlance) since the COVID-19 pandemic ended. The UK and US have different securities enforcement regimes, but both have seen recent developments expanding the scope of conduct that can be prosecuted.

Apr 22, 2024 | squirepattonboggs.com | Daniel G. Berick

In an earlier Family Office Insight,we discussed thepotential applicability of Section 13(f) of the US SecuritiesExchange Act of 1934, as amended (the Exchange Act),to family offices that, because of the exclusion for “familyoffices,” are not required to register under the InvestmentAdvisers Act of 1940, as amended (the Advisers Act).

Mar 8, 2024 | wealthbriefing.com | Daniel G. Berick

This article – from law firm Squire Patton Boggs – charts important new developments in the compliance field. The following article, which is from Daniel G Berick, partner, Cleveland, at law firm Squire Patton Boggs, was originally issued by SPB, and is re-published here with the firm's permission.This news service has been pleased to carry a range of SPB material on the challenges and developments of family offices over recent years.