Erika Kent

Oct 17, 2023 | lexology.com | Richard B. Alsop |Geoffrey Goldman |Harald Halbhuber |Erika Kent |Doreen Lilienfeld |Gillian Emmett Moldowan | +5 more

On October 10, 2023, the SEC adopted amendments to the rules governing the reporting of beneficial ownership of securities under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934. The amendments accelerate the deadlines by which Schedules 13D and 13G must be filed. While the SEC decided not to adopt proposed rules regarding disclosure of cash-settled derivatives and group formation, it issued guidance on these topics.

Aug 13, 2023 | corpgov.law.harvard.edu | Erika Kent |Harald Halbhuber

Cybersecurity, Disclosure, incident reporting, private issuers, Risk management, SEC enforcementMore from: Emily Westridge Black, Erika Kent, Harald Halbhuber, JB Betker, Richard Alsop, Roberta Cherman, Shearman & SterlingEmily Westridge Black, Erika Kent, and Harald Halbhuber are Partners at Shearman & Sterling LLP. This post is based on a Shearman & Sterling memorandum by Ms. Black, Ms. Kent, Mr. Halbhuber, Richard Alsop, Roberta B. Cherman and JB Betker.