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2 months ago | 
herbertsmithfreehills.com | Michael Vrisakis |Fiona Smedley |Andrew Eastwood |Luke Hastings
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Aug 9, 2024 | 
lexology.com | Fiona Smedley
In this Funds Update for 9 August:ASIC extends FFSP AFSL exemptions for another 12 months. Federal Court orders $11.3 million penalty in greenwashing case. ASIC suspends another AFSL for failing to lodge financial reports.
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Jun 19, 2024 | 
lexology.com | Luke Simpson |Jane Hodder |Julie Couch |Julie Jankowski |David Sinn |Nicholas Cowie | +29 more
REAL ESTATE SECTOR INSIGHTS ASIA PACIFIC Q2 2024 In this issue 03 Investment Trends Fast 5: what we're seeing in the industry Australia's investment trends 06 Sub-sector snapshots Office Retail Industrial and Logistics Hotels and Leisure Living Sector: Residential, Build to Rent (BTR), Social & Affordable Housing and Student Accommodation Spotlight on: Data Centres & Batteries 20 Asia Pacific Region Fast 5: Asia Pacific what we're seeing across the region Regional Snapshots JUNE 2024 02...
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May 31, 2024 | 
lexology.com | Fiona Smedley
In this Funds Update for 31 May 2024: ASIC issues DDO stop orders re reasonable steps obligations ASIC announces launch of new professional registers search ASIC suspends RE’s AFSL for audit/financial reporting failures ASIC issues DDO stop orders re reasonable steps obligations On 23 May 2024, ASIC announced that it had made two interim stop orders against a contracts for difference and margin foreign exchange issuer, for failing to take reasonable steps likely to result in its retail...
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May 17, 2024 | 
lexology.com | Fiona Smedley
In this Funds Update for 17 May 2024: Federal Court finds that authorised representatives can be issuers of financial products ASIC consults on changes to RG 236 for carbon market AFSL requirements Senate Economics Committee welcomes AFSL exemptions for FFSPs Minor update to RG 78 Federal Court finds that authorised representatives can be issuers of financial products On 3 May 2024, the Federal Court held that an authorised representative of the holder of an Australian financial services...
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May 10, 2024 | 
lexology.com | Fiona Smedley |Ewan MacDonald |Yorick Ng |Adam Hickey
On 10 May 2024, the Senate Economics Legislation Committee (the Committee) delivered its report on the Treasury Laws Amendment (Better Superannuation Concessions and Other Measures) Bill 2023 (Bill) and the Superannuation (Better Targeted Superannuation Concessions) Imposition Bill (the Report). The Bill includes new exemptions for foreign financial service providers (FFSPs) from the requirement to hold an Australian financial service licence (AFSL).
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Apr 12, 2024 | 
mondaq.com | Michael Vrisakis |Fiona Smedley |Andrew Eastwood |Luke Hastings
In this episode, join Partner Peter Jones, Regional Head of Emerging
Technology (APAC) Susannah Wilkinson, Senior Associate Anjelica Balis and Solicitor Nayan Bhathela as they explore the impact of
quantum computing on the financial services sector.
Soundcloud | Spotify | Apple
Our "FSR GPS" podcast series explores topical and
emerging issues in financial services regulation that are of
strategic importance for our clients and the financial services
sector more broadly.
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Apr 2, 2024 | 
mondaq.com | Fiona Smedley
In this Funds Update for 28 March 2024: Inquiry into the wholesale investor and wholesale client tests ASIC wins first greenwashing civil penalty action ASIC remakes five 'sunsetting' class orders for managed funds, including [CO 13/1409] and [CO 13/1410] First ASIC action for failing to have a director identification number Federal Court rejects ASIC's first case over unfair contract terms in an insurance contract On 21 March 2024, the Parliamentary Joint Committee on Corporations and...
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Mar 28, 2024 | 
lexology.com | Fiona Smedley
In this Funds Update for 28 March 2024: Inquiry into the wholesale investor and wholesale client tests ASIC wins first greenwashing civil penalty action ASIC remakes five ‘sunsetting’ class orders for managed funds, including [CO 13/1409] and [CO 13/1410] First ASIC action for failing to have a director identification number Federal Court rejects ASIC’s first case over unfair contract terms in an insurance contract Inquiry into the wholesale investor and wholesale client tests On 21 March...
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Mar 27, 2024 | 
lexology.com | Michael Vrisakis |Fiona Smedley |Andrew Eastwood |Luke Hastings |Alice Molan |Hugh Paynter | +3 more
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