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Sep 17, 2024 | 
jdsupra.com | Gonzalo Go
During the American Bar Association’s Business Law Section Fall Meeting, the International Securities Matter Subcommittee of the Federal Regulation of Securities Committee discussed recent market trends affecting foreign private issuers (FPIs) from Latin America and other emerging markets, including the below:Increase in Initial Public Offerings (IPOs).
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May 17, 2024 | 
mondaq.com | Gonzalo Go |Anna Pinedo
The U.S. Securities and Exchange Commission has been attentive
to "AI-washing," wherein public companies or other
regulated entities make misleading or false claims in an effort to
benefit from investor interest in AI-related technologies.
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Apr 17, 2024 | 
jdsupra.com | Gonzalo Go |Anna Pinedo
On April 15, 2024, Securities and Exchange Commission Division of Enforcement Director Gurbir Grewal delivered remarks during a Program on Corporate Compliance and Enforcement Spring Conference 2024. He addressed artificial intelligence (“AI”) and the concept of “AI-washing,” wherein public companies make overly positive, misleading or false claims in an effort to benefit from investor interest in AI-related technologies.
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Apr 16, 2024 | 
lexblog.com | Gonzalo Go |Anna Pinedo
On April 15, 2024, Securities and Exchange Commission Division of Enforcement Director Gurbir Grewal delivered remarks during a Program on Corporate Compliance and Enforcement Spring Conference 2024. He addressed artificial intelligence (“AI”) and the concept of “AI-washing,” wherein public companies make overly positive, misleading or false claims in an effort to benefit from investor interest in AI-related technologies.
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Mar 9, 2024 | 
lexology.com | Edward S. Best |Brian Hirshberg |Matthew Bisanz |Jerry Marlatt |Jennifer Carlson |Andrew Olmem | +10 more
Find out more about Lexology or get in touch by visiting our About page. RegisterTo view this article you need a PDF viewer such as Adobe Reader. If you can't read this PDF, you can view its text here. Go back to the PDF.
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Feb 12, 2024 | 
jdsupra.com | Gonzalo Go |Anna Pinedo
From climate change disclosure rules to private company transparency measures, the year ahead promises to be a busy one for securities lawyers.
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Feb 12, 2024 | 
lexblog.com | Gonzalo Go |Anna Pinedo
The year already began with a stir—a divided SEC adopted final rules addressing the treatment of special purpose acquisition companies (SPACs). The SEC took into account only a number of the issues raised by market participants during the comment period (see our Legal Update here). But there’s much more to come. Despite some recent litigation and other challenges facing the agency, the SEC’s rulemaking agenda remains ambitious.
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Feb 5, 2024 | 
jdsupra.com | Gonzalo Go |Anna Pinedo
The New York Stock Exchange (“NYSE”), through the NYSE Regulation staff, has issued its annual Listed Company Compliance Guidance Memo for 2024 (“Memo”), which informs NYSE-listed companies of new matters, including the following: Recovery of Erroneously Awarded Compensation. NYSE Listed Company Manual’s (“LCM”) Sections 303A.14 and 802.01F require listed companies to have in place policies and procedures for recovery of erroneously awarded compensation, subject to limited exceptions.
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Feb 5, 2024 | 
lexblog.com | Gonzalo Go |Anna Pinedo
The New York Stock Exchange (“NYSE”), through the NYSE Regulation staff, has issued its annual Listed Company Compliance Guidance Memo for 2024 (“Memo”), which informs NYSE-listed companies of new matters, including the following:Recovery of Erroneously Awarded Compensation. NYSE Listed Company Manual’s (“LCM”) Sections 303A.14 and 802.01F require listed companies to have in place policies and procedures for recovery of erroneously awarded compensation, subject to limited exceptions.
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Dec 28, 2023 | 
mondaq.com | Gonzalo Go |Anna Pinedo |Felix Zhang
This practice note discusses market trends in 2023 relating to
climate change disclosures by public companies, which are linked to
environmental, social, and governance (ESG) issues. It provides
sample disclosures on how climate change affects or may affect
their operations and gives recommendations for preparing and
enhancing such disclosures.
