Jane Norberg

Aug 6, 2024 | mondaq.com | Jane Norberg

Securities Enforcement & Litigation partner Jane Norberg was featured in a recent episode of Corporate Compliance Insights' "Great Women in Compliance" podcast, "Jane Norberg - What's New with Whistleblowing." Norberg discussed her former role as Chief of the Office of the Whistleblower at the Securities and Exchange Commission, the distinction between the U.S. Department of Justice's and the SEC's whistleblower programs, and best practices for compliance programs.

May 30, 2024 | mondaq.com | Veronica E. Callahan |Daniel M. Hawke |Jane Norberg |Kathleen Reilly

The annual ALI-CLE Accountants' Liability Conference took place in Washington, D.C. from May 16-17, 2024. Veronica Callahan, partner and Chair of the Securities Enforcement and Litigation practice group at Arnold & Porter, co-hosted the conference with Junaid Zubairi, Chair of Vedder Price PC's Government Investigations and White Collar Defense practice.

Jan 15, 2024 | mondaq.com | Teresa L. Johnson |Christopher Peterson |Robert Azarow |Jane Norberg

Arnold & Porter's Capital Markets team invites you to a webinar discussing recent SEC guidance applicable to public companies' reporting and compliance. The panelists on this webinar will include members of Arnold & Porter's Capital Markets and Securities Enforcement teams, who will discuss the SEC's updated disclosure rules and regulations, pertinent enforcement activity, and the trends and noteworthy topics from comment letters from the Staff issued during 2023.

Oct 16, 2023 | mondaq.com | Ellen K. Fleishhacker |Arthur Luk |Jane Norberg |Erik Walsh

On September 25, the U.S. Securities and Exchange Commission (SEC) a US$19 million settlement with the investment adviser DWS Investment Management Americas Inc.

Sep 21, 2023 | mondaq.com | Robert Azarow |Teresa L. Johnson |Jane Norberg |Sara Adler

During 2023, the U.S. Securities and Exchange Commission (the SEC) continued its trend from 2022, actively engaging in regulatory rulemaking, providing disclosure guidance, and undertaking enforcement actions related to public disclosures and disclosure controls. This Advisory provides a summary of the relevant SEC rules and guidance that we expect to have an impact on the upcoming annual reporting and proxy season for calendar year reporting companies.