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Jason Parsont

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  • Months In Brief Archive

    Jan 7, 2025 | businesslawtoday.org | Karen Liu |Jason Parsont |Michelle Stasny |Fatima Carillo

    CURRENT MONTH (December 2024)Investment Adviser and Private Companies Penalized for Failing to Timely File Form DBy Karen Liu, Reid & Wise LLC On December 20, 2024, the U.S. Securities and Exchange Commission (the “SEC”) announced charges against a registered investment adviser and two private companies for failing to timely file Forms D with respect to unregistered securities offerings.

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