Michelle Stasny

Jan 7, 2025 | businesslawtoday.org | Karen Liu |Jason Parsont |Michelle Stasny |Fatima Carillo

CURRENT MONTH (December 2024)Investment Adviser and Private Companies Penalized for Failing to Timely File Form DBy Karen Liu, Reid & Wise LLC On December 20, 2024, the U.S. Securities and Exchange Commission (the “SEC”) announced charges against a registered investment adviser and two private companies for failing to timely file Forms D with respect to unregistered securities offerings.

Dec 20, 2024 | jdsupra.com | Michelle Stasny

[co-author: Fatima Carrillo] On September 27, 2024, the US Securities and Exchange Commission (SEC) adopted amendments to Rules 10 and 11 of Regulation S-T, Form ID,1 and the EDGAR Filer Manual, all of which will change the way filers access and manage their accounts on EDGAR (changes collectively referred to as “EDGAR Next” by the SEC).2 Among other things, EDGAR Next will phase out and ultimately eliminate the EDGAR access codes that filers (and financial printers and other filing agents)...

Aug 7, 2024 | mondaq.com | Michelle Stasny |Matthew Bisanz |Grace Kim

Several federal financial regulators1 (the "Agencies") have approved and published an interagency proposal to establish data standards that promote interoperability of financial regulatory data across these agencies (the "Proposal"). The Agencies issued the Proposal as required by the Financial Data Transparency Act of 2022 (FDTA) and have requested comment on their jointly established data standards.

Aug 6, 2024 | lexology.com | Michelle Stasny |Matthew Bisanz |Grace Kim

Several federal financial regulators1 (the “Agencies”) have approved and published an interagency proposal to establish data standards that promote interoperability of financial regulatory data across these agencies (the “Proposal”). The Agencies issued the Proposal as required by the Financial Data Transparency Act of 2022 (FDTA) and have requested comment on their jointly established data standards.