
Joel Cohen
Articles
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3 weeks ago |
jdsupra.com | Joel Cohen |Robert J. DeNault |Ladan Fazlollahi Stewart
May 14, 2025 Joel Cohen, Robert DeNault, Ladan Stewart White & Case LLP + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: In recent months, the U.S. Securities and Exchange Commission has signaled a shift in its approach to applications to lift administrative bars that restrict participation in the securities industry.
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Jan 29, 2025 |
jdsupra.com | Joel Cohen |Claudette Druehl |Jason Ho
The U.S. Securities & Exchange Commission ("SEC") recently announced settled charges against an investment adviser for misrepresentations regarding its anti-money laundering ("AML") procedures and compliance failures.1 As we outlined in our recent client alert, investment advisers will be required by the Financial Crimes Enforcement Network ("FinCEN") to implement an AML program by January 1, 2026. This SEC action does not shed new light on the scope of SEC jurisdiction over AML.
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Oct 22, 2024 |
jdsupra.com | Joel Cohen |Robert J. DeNault |Marietou Diouf
October 22, 2024 Joel Cohen, Robert DeNault, Marietou Diouf White & Case LLP + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: On October 10, TD Bank pleaded guilty to violations of the Bank Secrecy Act and conspiracy to commit money laundering.
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Oct 7, 2024 |
jdsupra.com | Joel Cohen |Marietou Diouf |Courtney Andrews
Over the past year, the Department of Justice ("DOJ") has warned that it will seek stiffer sentences for offenses made significantly more dangerous by the misuse of artificial intelligence ("AI") and has asked the US Sentencing Commission to revise the US Federal Sentencing Guidelines to include an AI-specific sentencing enhancement.
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Sep 27, 2024 |
jdsupra.com | Joel Cohen |Clare Connellan |Taylor Pullins
September 27, 2024 Joel Cohen, Clare Connellan, Taylor Pullins White & Case LLP + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: An accelerating focus on doing business responsibly will force changes to wide-ranging aspects of business operations and strategy Societal expectations of businesses have shifted fundamentally over the past five years. These new expectations for how businesses relate to people and the planet will be...
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