Tami Stark

Dec 12, 2024 | jdsupra.com | Tami Stark

December 12, 2024 Melinda Anderson, Kimberly Petillo-Décossard, A.J. Ericksen, Elodie Gal, Maia Gez, Sarah Hernandez, Danielle Herrick, David Johansen, Scott Levi, Patti Marks, Daniel Nussen, Jason Rocha, Jonathan Rochwarger, Joel Rubinstein, Michelle Rutta, Elliott Smith, Tami Stark White & Case LLP + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: White & Case's Public Company Advisory Group has conducted a survey of publicly...

Nov 25, 2024 | corpgov.law.harvard.edu | Maia Gez |Michelle Rutta |Tami Stark

cyber disclosure, Public Companies, Regulation Fair Disclosure, SECMore from: Maia Gez, Michelle Rutta, Tami Stark, White & CaseMaia Gez, Michelle Rutta, and Tami Stark are Partners at White & Case LLP. This post is based on a White & Case memorandum by Ms. Gez, Ms. Rutta, Ms. Stark, Scott Levi, F. Paul Pittman, and Danielle Herrick.

Nov 14, 2024 | jdsupra.com | Claudette Druehl |Tami Stark

On October 21, 2024, the US Securities and Exchange Commission ("SEC") Division of Examinations ("Examination Division") announced its 2025 Examination Priorities ("Report").1 Investment advisers and broker-dealers should ensure that policies, procedures and surveillance efforts related to these priorities address concerns outlined in the Report. The Examination Division conducts inspections of entities registered with the SEC, including investment advisers and broker-dealers.

Oct 21, 2024 | corpgov.law.harvard.edu | Michelle Rutta |Tami Stark |Scott Levi

ESG, SEC, Securities Exchange Act, SustainabilityMore from: Michelle Rutta, Scott Levi, Tami Stark, White & Case Michelle Rutta, Scott Levi, and Tami Stark are Partners at White & Case LLP. This post is based on a White & Case memorandum by Ms. Rutta, Mr. Levi, Ms. Stark, Maia Gez, and Gabriella Klein.

Sep 25, 2024 | lexology.com | Tami Stark |Maia Gez |Scott Levi |Michelle Rutta

On September 9, 2024, the US Securities and Exchange Commission (“SEC”) announced settled charges against seven public companies for violation of the whistleblower protection rule in connection with employment, separation, and other agreements.1 The SEC charged each company with violating whistleblower protection Rule 21F-17(a) under the Securities Exchange Act of 1934, which prohibits impeding an individual from communicating with SEC staff about possible securities law violations.