Lana Ou

Apr 11, 2024 | mondaq.com | Michael Vrisakis |Tamanna Islam |Shan-Verne Liew |Lana Ou

In this edition of the FSR GPS, we explore key principles for financial services businesses to consider when considering the use of a disclaimer to mitigate false, misleading or deceptive conduct.

Apr 2, 2024 | mondaq.com | Michael Vrisakis |Tamanna Islam |Shan-Verne Liew |Lana Ou

This article is the first of our recently launched "Regulatory Wrangling" client program. According to the Macquarie Dictionary, the meaning of the term 'wrangling' is "to engage in argument, debate or disputation", "to influence, persuade, or otherwise affect by arguing" or "to deal with or manage expertly".

Oct 19, 2023 | lexology.com | Fiona Smedley |Michael Vrisakis |Andrew Eastwood |Luke Hastings |Tamanna Islam |Shan-Verne Liew | +2 more

ASIC has registered the ASIC Corporations and Credit (Amendment) Instrument 2023/589 (Instrument), which provides welcome relief in relation to the ASIC breach reporting regime for Australian financial services licensees. The Instrument commences on 20 October 2023.