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Mar 9, 2024 | 
lexology.com | Edward S. Best |Brian Hirshberg |Matthew Bisanz |Jerry Marlatt |Jennifer Carlson |Andrew Olmem | +10 more
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Nov 23, 2023 | 
mondaq.com | Laura D. Richman
On November 17, 2023, the staff of the U.S. Securities and
Exchange Commission ("SEC") issued one revised and five
new proxy-related compliance and disclosure interpretations
("C&DIs"). These C&DI's are summarized below,
with links to the full text provided.
Revised Question 126.03 clarifies the "10 calendar
day" period in Rule 14a-6 between filing a preliminary proxy
statement and the definitive proxy statement.
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Nov 21, 2023 | 
lexblog.com | Laura D. Richman
On November 17, 2023, the staff of the U.S. Securities and Exchange Commission (“SEC”) issued one revised and five new proxy-related compliance and disclosure interpretations (“C&DIs”). These C&DI’s are summarized below, with links to the full text provided. 10 Calendar DaysRevised Question 126.03 clarifies the “10 calendar day” period in Rule 14a-6 between filing a preliminary proxy statement and the definitive proxy statement.
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Nov 21, 2023 | 
lexology.com | Laura D. Richman
On November 17, 2023, the staff of the U.S. Securities and Exchange Commission (“SEC”) issued one revised and five new proxy-related compliance and disclosure interpretations (“C&DIs”). These C&DI’s are summarized below, with links to the full text provided. 10 Calendar DaysRevised Question 126.03 clarifies the “10 calendar day” period in Rule 14a-6 between filing a preliminary proxy statement and the definitive proxy statement.
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Oct 19, 2023 | 
mondaq.com | Anna Pinedo |Felix Zhang |Laura D. Richman |Curtis A. Doty
On October 10, 2023, the U.S. Securities and Exchange Commission
adopted changes to Schedules 13D and 13G relating to beneficial
ownership reports (the "Amendments").
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Oct 19, 2023 | 
mondaq.com | Laura D. Richman
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Oct 17, 2023 | 
lexology.com | Curtis A. Doty |Andrew J. Noreuil |Anna Pinedo |Laura D. Richman |Kimberly Ayudant |Felix Zhang
SEC Adopts Amendments for Reporting Beneficial Ownership on Schedules 13D and 13G On October 10, 2023, the U.S. Securities and Exchange Commission (the “SEC”) adopted changes to Schedules 13D and 13G relating to beneficial ownership reports (the “Amendments”).1 The Amendments are intended to modernize the rules governing beneficial ownership reporting and generally shorten the period for initial and amended filings, clarify requirements for derivative securities and considerations regarding...
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Oct 9, 2023 | 
corpgov.law.harvard.edu | Laura D. Richman
Clawbacks, disclosures, SEC, Share BuybacksMore from: Laura Richman, Mayer BrownLaura D. Richman is a Counsel at Mayer Brown LLP. This post is based on a Mayer Brown memorandum by Ms. Richman, Jennifer J. Carlson, Lawrence A. Cunningham, Anna T. Pinedo, and David A. Schuette.
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Sep 24, 2023 | 
mondaq.com | Laura D. Richman |Jennifer Carlson |Lawrence Cunningham |Anna Pinedo
Although it may seem early, it is already time to start
preparing for the 2024 proxy and annual report season. Additional
time may be required this year because of the substantial scope and
pace of relevant changes in law and practice. This Legal Update provides an overview of key issues companies
should consider as they get ready for the 2024 proxy season.
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Sep 23, 2023 | 
lexblog.com | Laura D. Richman |Jennifer Carlson |Lawrence Cunningham |David A. Schuette
Although it may seem early, it is already time to start preparing for the 2024 proxy and annual report season. Additional time may be required this year because of the substantial scope and pace of relevant changes in law and practice. This Legal Update provides an overview of key issues companies should consider as they get ready for the 2024 proxy season.
