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1 month ago |
jdsupra.com | Robert Crea |Lauren Ford |Carol Schepp
On March 19, 2025, the staff of the U.S. Securities and Exchange Commission (the “SEC”) updated its Frequently Asked Questions (“FAQ”) pertaining to Rule 206(4)-1 (the “Marketing Rule”) under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). These updates provide SEC-registered investment advisers with helpful clarification and flexibility in the presentation of extracted performance and portfolio or investment characteristics.
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