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3 weeks ago | 
corpgov.law.harvard.edu | Maia Gez |Scott Levi |Michelle Rutta
13D-G, C&DIs, Compliance and Disclosure Interpretations (CDIs), Schedule 13G, SECMore from: Maia Gez, Michelle Rutta, Scott Levi, White & CaseMaia Gez, Scott Levi, and Michelle Rutta are Partners at White & Case LLP. This post is based on a White & Case memorandum by Ms. Gez, Mr. Levi, Ms. Rutta, Erica Hogan, Greg Pryor, and Danielle Herrick.
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1 month ago | 
lexology.com | Maia Gez |Scott Levi |Michelle Rutta |Melinda Anderson |Danielle Herrick
Each year in our Annual Memo series, White & Case's Public Company Advisory Group provides practical insights on preparing Annual Reports on Form 10-Ks, Annual Meeting Proxy Statements and, for FPIs, the Annual Report on Form 20-F. This installment of our Annual Memo provides our top considerations and reminders for 2025 Annual Meeting Proxy Statements. Download the PDF version here Key Considerations for the 2025 Annual Reporting and Proxy Season Part II: Proxy Statements (PDF)1.
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2 months ago | 
lexology.com | Maia Gez |Scott Levi |Michelle Rutta |Danielle Herrick
On February 12, 2025, the staff of the U.S. Securities and Exchange Commission’s Division of Corporation Finance (the “Staff”) issued new guidance that should provide additional leeway for public companies to exclude shareholder proposals from their proxy statements.
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2 months ago | 
corpgov.law.harvard.edu | Maia Gez |Scott Levi |Michelle Rutta
Cybersecurity, Form 10-K, Proxy season, SECMore from: Maia Gez, Michelle Rutta, Scott Levi, White & CaseMaia Gez, Scott Levi, and Michelle Rutta are Partners at White & Case LLP. This post is based on a White & Case memorandum by Ms. Gez, Mr. Levi, Ms. Rutta, Danielle Herrick, and Melinda Anderson.
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2 months ago | 
corpgov.law.harvard.edu | Scott Levi |Maia Gez |Michelle Rutta
Form 10-K, Form 20-F, Insider trading, MNPIMore from: Maia Gez, Michelle Rutta, Scott Levi, White & CaseScott Levi, Maia Gez, and Michelle Rutta are Partners at White & Case LLP. This post is based on a White & Case memorandum by Mr. Levi, Ms. Gez, Ms. Rutta, Danielle Herrick, Melinda Anderson, and Tami Stark.
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Nov 25, 2024 | 
corpgov.law.harvard.edu | Maia Gez |Michelle Rutta |Tami Stark
cyber disclosure, Public Companies, Regulation Fair Disclosure, SECMore from: Maia Gez, Michelle Rutta, Tami Stark, White & CaseMaia Gez, Michelle Rutta, and Tami Stark are Partners at White & Case LLP. This post is based on a White & Case memorandum by Ms. Gez, Ms. Rutta, Ms. Stark, Scott Levi, F. Paul Pittman, and Danielle Herrick.
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Nov 18, 2024 | 
corpgov.law.harvard.edu | Maia Gez |Scott Levi |Danielle Herrick
amendments, Exchange Act, SEC, Sections 13More from: Danielle Herrick, Maia Gez, Scott Levi, White & CaseMaia Gez and Scott Levi are Partners, and Danielle Herrick is a Professional Support Counsel, at White & Case LLP. This post is based on a White & Case memorandum by Ms. Gez, Mr. Levi, Ms. Herrick, and Claudette Druehl.
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Oct 14, 2024 | 
jdsupra.com | Maia Gez |Scott Levi |Michelle Rutta
October 14, 2024 Maia Gez, Gabriella Margaux Pérez Klein, Scott Levi, Michelle Rutta, Tami Stark White & Case LLP + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: Overview Notwithstanding recent reports that the Securities and Exchange Commission (“SEC”) has quietly disbanded its Climate and ESG Task Force,1 and while the SEC’s new climate-related disclosure rules remain stayed,2 the SEC’s focus on ESG-related issues has not...
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Sep 26, 2024 | 
jdsupra.com | Maia Gez |Scott Levi |Michelle Rutta
On September 9, 2024, the US Securities and Exchange Commission (“SEC”) announced settled charges against seven public companies for violation of the whistleblower protection rule in connection with employment, separation, and other agreements.1 The SEC charged each company with violating whistleblower protection Rule 21F-17(a) under the Securities Exchange Act of 1934, which prohibits impeding an individual from communicating with SEC staff about possible securities law violations.
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Sep 25, 2024 | 
lexology.com | Tami Stark |Maia Gez |Scott Levi |Michelle Rutta
On September 9, 2024, the US Securities and Exchange Commission (“SEC”) announced settled charges against seven public companies for violation of the whistleblower protection rule in connection with employment, separation, and other agreements.1 The SEC charged each company with violating whistleblower protection Rule 21F-17(a) under the Securities Exchange Act of 1934, which prohibits impeding an individual from communicating with SEC staff about possible securities law violations.
