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1 week ago | 
jdsupra.com | Christopher Collins |Carolyn Jackson |Nathaniel W. Lalone
On 29 April, UK Chancellor Rachel Reeves announced the publication by HM Treasury of near-final legislation to bring cryptoassets within the scope of the UK’s regulatory perimeter.
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2 weeks ago | 
mondaq.com | Neil Robson |Carolyn Jackson |Nathaniel W. Lalone |Christopher Collins
KM Katten Muchin Rosenman LLP More Katten is a firm of first choice for clients seeking sophisticated, high-value legal services globally. Our nationally and internationally recognized practices include corporate, financial markets and funds, insolvency and restructuring, intellectual property, litigation, real estate, structured finance and securitization, transactional tax planning, private credit and private wealth.
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2 weeks ago | 
jdsupra.com | Christopher Collins |Carolyn Jackson |Nathaniel W. Lalone
The UK Financial Conduct Authority (FCA) has recently published a consultation paper (CP25/9) setting out further proposals on product information for consumer composite investments (CCIs), i.e., investments where the returns are dependent on the performance of or changes in the value of indirect investments. Background On 21 November 2024, the UK government enacted the Consumer Composite Investments (Designated Activities) Regulations 2024.
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2 weeks ago | 
mondaq.com | Nathaniel W. Lalone |Ciara McBrien |Neil Robson |Ryan N Hansen
UK Financial Insights from Katten is a monthlynewsletter highlighting key noteworthy developments potentiallyaffecting financial markets and funds in the UK and Europe. To read more issues of UK Financial Insights fromKatten, please click here.
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1 month ago | 
mondaq.com | Carl Kennedy |Carolyn Jackson |Nathaniel W. Lalone |Christopher Collins
The Division of Market Oversight (DMO) of the Commodity FuturesTrading Commission (CFTC) has withdrawn its previous staff advisoryletter on swap execution facility (SEF) registration requirements(Letter 21-19).
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Feb 5, 2025 | 
mondaq.com | Nathaniel W. Lalone |Ciara McBrien |Oliver Williams |Edward Tran
UK Financial Insights from Katten is a monthlynewsletter highlighting key noteworthy developments potentiallyaffecting financial markets and funds in the UK and Europe. To read more issues of UK Financial Insights fromKatten, please click here.
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Jan 27, 2025 | 
mondaq.com | Carolyn Jackson |Nathaniel W. Lalone |Neil Robson |Christopher Collins
KM Katten Muchin Rosenman LLP More Katten is a firm of first choice for clients seeking sophisticated, high-value legal services globally. Our nationally and internationally recognized practices include corporate, financial markets and funds, insolvency and restructuring, intellectual property, litigation, real estate, structured finance and securitization, transactional tax planning, private credit and private wealth. United States Finance and Banking
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Jan 23, 2025 | 
jdsupra.com | Christopher Collins |Carolyn Jackson |Nathaniel W. Lalone
[co-author: Larry Wong]Following the UK Financial Conduct Authority (FCA)’s February 2024 consultation on changes to its Enforcement Guide and publicising enforcement investigations (CP 24/2) (First Consultation), the FCA has issued a further consultation on its proposals in November 2024 (CP 24/2, part 2) (Second Consultation). The Second Consultation sets out changes to the FCA’s initial proposals in response to feedback from the First Consultation.
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Nov 29, 2024 | 
jdsupra.com | Christopher Collins |Carolyn Jackson |Nathaniel W. Lalone
The UK’s All-Party Parliamentary Group (APPG) on investment fraud and fairer financial services (a group of thirty Members of Parliament and a dozen members of the House of Lords) has published a press release and a “hard-hitting” report (Report) following its call for evidence (Call for Evidence) regarding current issues with the UK’s financial regulator, the Financial Conduct Authority (FCA).
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Nov 28, 2024 | 
mondaq.com | Carolyn Jackson |Nathaniel W. Lalone |Neil Robson |Christopher Collins
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Katten is a firm of first choice for clients seeking sophisticated, high-value legal services globally. Our nationally and internationally recognized practices include corporate, financial markets and funds, insolvency and restructuring, intellectual property, litigation, real estate, structured finance and securitization, transactional tax planning, private credit and private wealth.
