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3 weeks ago | 
mondaq.com | Carl Kennedy |Carolyn Jackson |Nathaniel W. Lalone |Christopher Collins
The Division of Market Oversight (DMO) of the Commodity FuturesTrading Commission (CFTC) has withdrawn its previous staff advisoryletter on swap execution facility (SEF) registration requirements(Letter 21-19).
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3 weeks ago | 
natlawreview.com | Louis Lehot |Carl Kennedy |Carolyn H. Jackson |Dominique Casimir
Skip to main content April 01, 2025 Volume XV, Number 91 Legal Analysis. Expertly Written. Quickly Found.
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2 months ago | 
mondaq.com | Daniel Davis |Carl Kennedy |Stephen Morris |Christian B. Hennion
KM Katten Muchin Rosenman LLP More Katten is a firm of first choice for clients seeking sophisticated, high-value legal services globally. Our nationally and internationally recognized practices include corporate, financial markets and funds, insolvency and restructuring, intellectual property, litigation, real estate, structured finance and securitization, transactional tax planning, private credit and private wealth.
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Nov 26, 2024 | 
natlawreview.com | Carl Kennedy
The 2024 US elections may signal a shift in the policy orientation of other federal financial regulators, but at the Commodity Futures Trading Commission (CFTC or Commission), at least in the short-term, the most significant Commission actions impacting the operations of futures commission merchants (FCMs) are likely to be the adoption of final rules proposed the CFTC within the last year.[1] Beyond the short-term, however, more impactful changes for FCMs are starting to come into view.
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Nov 20, 2024 | 
mondaq.com | Alexander Kim |Carl Kennedy
The 2024 US presidential elections may signal a shift in the
Commodity Futures Trading Commission's (CFTC or Commission)
regulatory and enforcement approach. Under the incoming Trump
administration, the CFTC could steer toward a more cooperative
relationship with regulated entities, representing a potential
shift in regulatory approach.
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Nov 20, 2024 | 
jdsupra.com | Carl Kennedy |Alexander Kim
The 2024 US presidential elections may signal a shift in the Commodity Futures Trading Commission’s (CFTC or Commission) regulatory and enforcement approach. Under the incoming Trump administration, the CFTC could steer toward a more cooperative relationship with regulated entities, representing a potential shift in regulatory approach.
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Nov 14, 2024 | 
mondaq.com | Nathaniel W. Lalone |James Brady |Carl Kennedy |Christopher Collins
The Securities and Exchange Commission (SEC) has recently
adopted final rules applicable to SEC-registered Covered Clearing
Agencies (CCA), which are intended to help protect investors by
enhancing CCAs' risk management practices to ensure their
resiliency and continuity in the event of catastrophic market
downturns.
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Nov 13, 2024 | 
jdsupra.com | James Brady |Christopher Collins |Carl Kennedy
The Securities and Exchange Commission (SEC) has recently adopted final rules applicable to SEC-registered Covered Clearing Agencies (CCA), which are intended to help protect investors by enhancing CCAs’ risk management practices to ensure their resiliency and continuity in the event of catastrophic market downturns.
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Nov 12, 2024 | 
natlawreview.com | Carl Kennedy
Skip to main content November 12, 2024 Volume XIV, Number 317 Legal Analysis. Expertly Written. Quickly Found.
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Nov 12, 2024 | 
mondaq.com | Daniel Davis |Carl Kennedy |Stephen Morris |Christian B. Hennion
KM
Katten Muchin Rosenman LLP
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Katten is a firm of first choice for clients seeking sophisticated, high-value legal services globally. Our nationally and internationally recognized practices include corporate, financial markets and funds, insolvency and restructuring, intellectual property, litigation, real estate, structured finance and securitization, transactional tax planning, private credit and private wealth.
