Nicole Serfoss

1 month ago | lexology.com | Haimavathi Marlier |Craig Martin |Nicole Serfoss |Michael Birnbaum

Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals.

Dec 23, 2024 | jdsupra.com | Nicole Serfoss

Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals. This month, SEC Chair Gary Gensler announced his imminent departure in January 2025 and President-Elect Trump nominated Paul Atkins, a former SEC Commissioner, to replace Gensler. This month also included a number of enforcement actions of note.

Aug 21, 2024 | lexology.com | Nicole Serfoss |Michael Birnbaum |Haimavathi Marlier |Craig Martin |Mamie Tabet

Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals.

Jun 28, 2024 | lexology.com | Haimavathi Marlier |Craig Martin |Nicole Serfoss |Michael Birnbaum

Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals.

Nov 20, 2023 | lexology.com | Craig Martin |Michael Birnbaum |Haimavathi Marlier |Nicole Serfoss

Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals.