Paul M. Dudek

Sep 4, 2024 | jdsupra.com | Paul M. Dudek

Special Purpose Acquisition Companies that are Foreign Private Issuers or acquire Foreign Private Issuers should be mindful of new SEC rules, especially SEC Guidance on timing of Foreign Private Issuer status. Originally published in The Review of Securities & Commodities Regulation - August 21, 2024. Please see full publication below for more information.

Nov 13, 2023 | businesslawtoday.org | Peter Castellon |Paul M. Dudek

Whether an issuer qualifies as a foreign private issuer, or FPI, will determine the filing regime it must follow with the Securities and Exchange Commission (SEC) and the applicable corporate governance requirements. The SEC and the exchanges in the United States give considerable deference to home-country requirements for an FPI and impose few additional requirements.

Mar 3, 2023 | jdsupra.com | Holly Bauer |Michelle Carpenter |Paul M. Dudek

The proposals align with the SEC’s recent rule related to the recovery of erroneously awarded incentive compensation. On February 22, 2023, the Nasdaq Stock Market LLC (Nasdaq) and New York Stock Exchange LLC (NYSE) each filed proposed listing standards with the US Securities and Exchange Commission (SEC) related to the clawback of erroneously awarded executive compensation as required under Rule 10D-1 under the Securities Exchange Act of 1934.

Feb 15, 2023 | jdsupra.com | Holly Bauer |Michelle Carpenter |Paul M. Dudek

The SEC provides much-needed guidance on the new pay versus performance disclosure requirements that will be applicable to the current proxy season. On February 10, 2023, the Staff of the Securities and Exchange Commission (SEC) issued new compliance and disclosure interpretations (C&DIs) providing much-needed guidance on the new pay versus performance disclosure requirement under Item 402(v) of Regulation S-K. Please see full Alert below for more information.  Download PDF