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Sep 23, 2024 | 
natlawreview.com | Wayne Aaron |Robert B Bourret |Liisa M. Thomas |Kathryn Smith
Skip to main content September 23, 2024 Volume XIV, Number 267 Legal Analysis. Expertly Written. Quickly Found.
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Sep 23, 2024 | 
lexology.com | Wayne Aaron |Robert B Bourret
On September 18, the Securities and Exchange Commission (SEC or the Commission) adopted amendments to Rule 612 (Tick Sizes) and Rule 610 (Access Fees) under Regulation NMS under the Securities Exchange Act of 1934, as amended (Regulation NMS).1 The SEC also added and amended definitions and other rules under Regulation NMS to address round-lot and odd-lot sizing and dissemination.
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Jul 15, 2024 | 
mondaq.com | Enforcement" Approach |Adam Bolter |Robert B Bourret |Daniel Davis
The Supreme Court is at war with the "administrative
state." In three major cases decided at the end of the Supreme
Court's last term, the Court decided against the administrative
state, reducing the powers of administrative agencies. "Chevron deference" to agency interpretations in
areas of their expertise was eliminated. The "public
rights" exception to a target's right to a jury trial in
an action brought by an agency was redefined and limited.
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Jul 15, 2024 | 
jdsupra.com | Adam Bolter |Robert B Bourret |Daniel Davis
The Supreme Court is at war with the “administrative state.” In three major cases decided at the end of the Supreme Court’s last term, the Court decided against the administrative state, reducing the powers of administrative agencies. “Chevron deference” to agency interpretations in areas of their expertise was eliminated. The “public rights” exception to a target’s right to a jury trial in an action brought by an agency was redefined and limited.
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Jun 17, 2024 | 
jdsupra.com | Adam Bolter |Carl Kennedy |Robert B Bourret
Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds. To read more issues of Katten's Financial Markets and Funds Quick Take, please click here.
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May 20, 2024 | 
mondaq.com | Carl Kennedy |Robert B Bourret
After adopting final rules in 2020, the Commodity Futures
Trading Commission (CFTC) adopted amendments to the capital and
financial reporting requirements for Swap Dealers (SDs), which were
largely based on prior no-action letters and interpretive guidance
issued by CFTC staff.1
Section 4s(e) of the Commodity Exchange Act (CEA) requires the
CFTC to adopt minimum capital and margin requirements for SDs, and
the CFTC issued final rules doing so on September 15, 2020.
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May 16, 2024 | 
jdsupra.com | Robert B Bourret |Carl Kennedy
After adopting final rules in 2020, the Commodity Futures Trading Commission (CFTC) adopted amendments to the capital and financial reporting requirements for Swap Dealers (SDs), which were largely based on prior no-action letters and interpretive guidance issued by CFTC staff.[1]Section 4s(e) of the Commodity Exchange Act (CEA) requires the CFTC to adopt minimum capital and margin requirements for SDs, and the CFTC issued final rules doing so on September 15, 2020.
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May 15, 2024 | 
lexology.com | Carl Kennedy |Robert B Bourret
After adopting final rules in 2020, the Commodity Futures Trading Commission (CFTC) adopted amendments to the capital and financial reporting requirements for Swap Dealers (SDs), which were largely based on prior no-action letters and interpretive guidance issued by CFTC staff.[1]Section 4s(e) of the Commodity Exchange Act (CEA) requires the CFTC to adopt minimum capital and margin requirements for SDs, and the CFTC issued final rules doing so on September 15, 2020.
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Mar 14, 2024 | 
mondaq.com | Robert B Bourret |Daniel Davis |Gary DeWaal |Alexander Kim
As referenced in the opening scene of the 2023 Oscar-winning
film Oppenheimer, Prometheus, the Greek god of forethought, is best
known for stealing fire from the gods to give to humanity. As
punishment, Zeus had Prometheus bound to a rock and created
Pandora's box, which eventually released suffering and despair
upon humankind.1
Prometheus serves as a reminder of the risk of unintended
consequences from well-meaning actions.
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Mar 12, 2024 | 
jdsupra.com | Robert B Bourret |Daniel Davis |Gary DeWaal
March 12, 2024 Robert Bourret, Daniel Davis, Gary DeWaal, Alexander Kim Katten Muchin Rosenman LLP + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: As referenced in the opening scene of the 2023 Oscar-winning film Oppenheimer, Prometheus, the Greek god of forethought, is best known for stealing fire from the gods to give to humanity. As punishment, Zeus had Prometheus bound to a rock and created Pandora's box, which eventually...
