Sarah Jarvis

New York

Senior Reporter at Law360

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Articles

FINRA To Tweak Some Off-Channel Supervision Obligations

5 days ago | law360.com | Sarah Jarvis

By Sarah Jarvis ( May 9, 2025, 9:19 PM EDT) -- The Financial Industry Regulatory Authority has said it will modify the supervision plans undertaken by some firms that signed U.S. Securities and Exchange Commission settlements over their failure to keep records of so-called off-channel communications, after the SEC refused to redo some deals reached before 2025.... Law360 is on it, so you are, too.
Webull Fined $1.6M Over Lax Influencer Ad Oversight

5 days ago | law360.com | Sarah Jarvis

By Sarah Jarvis ( May 9, 2025, 7:51 PM EDT) -- The Financial Industry Regulatory Authority has fined Webull Financial LLC $1.6 million for allegedly failing to properly monitor or preserve influencers' social media communications about the firm and for not maintaining a sufficient supervisory system for those ads or the disclosure of certain filings for customers.... Law360 is on it, so you are, too.
Google Payment Unit Ends Suit As CFPB Nixes Oversight Plan

6 days ago | law360.com | Sarah Jarvis

By Sarah Jarvis ( May 8, 2025, 6:50 PM EDT) -- Google Payment Corp. disclosed Thursday that the Consumer Financial Protection Bureau has agreed to drop Biden-era plans to supervise the tech giant's payment arm, leading the company to drop its suit against the regulator.... Law360 is on it, so you are, too. A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence.
Google Payment Unit Ends Suit As CFPB Nixes Oversight Plan

6 days ago | law360.co.uk | Sarah Jarvis

ADVERTISEMENT Don't want ads? Subscribe or login now. By Sarah Jarvis ( May 8, 2025, 6:50 PM EDT) -- Google Payment Corp. disclosed Thursday that the Consumer Financial Protection Bureau has agreed to drop Biden-era plans to supervise the tech giant's payment arm, leading the company to drop its suit against the regulator....
Ga. Landowner Says Exempt Farm Activities Doom CWA Suit

1 week ago | law360.com | Sarah Jarvis

By Sarah Jarvis ( May 7, 2025, 10:42 PM EDT) -- Georgia property owners have accused neighbors of polluting streams and lakes on their land while prepping to build a solar farm, but the neighbors this week told a federal judge their actions were for agricultural purposes, which should exempt them from any Clean Water Act claims.... Law360 is on it, so you are, too.
Ga. Landowner Says Exempt Farm Activities Doom CWA Suit

1 week ago | law360.co.uk | Sarah Jarvis

ADVERTISEMENT Don't want ads? Subscribe or login now. By Sarah Jarvis ( May 7, 2025, 10:42 PM EDT) -- Georgia property owners have accused neighbors of polluting streams and lakes on their land while prepping to build a solar farm, but the neighbors this week told a federal judge their actions were for agricultural purposes, which should exempt them from any Clean Water Act claims....
B. Riley Escapes Investor Suit Over National Holdings Buyout

1 week ago | law360.com | Sarah Jarvis

By Sarah Jarvis ( May 6, 2025, 7:56 PM EDT) -- Delaware's Chancery Court has dismissed B. Riley Financial Inc. from a suit challenging its 2021 acquisition of National Holdings Corp., rejecting a former National stockholder's claim that B. Riley controlled the negotiations in the shadow of its significant stake in National.... Law360 is on it, so you are, too.
B. Riley Escapes Investor Suit Over National Holdings Buyout

1 week ago | law360.co.uk | Sarah Jarvis

ADVERTISEMENT Don't want ads? Subscribe or login now. By Sarah Jarvis ( May 6, 2025, 7:56 PM EDT) -- Delaware's Chancery Court has dismissed B. Riley Financial Inc. from a suit challenging its 2021 acquisition of National Holdings Corp., rejecting a former National stockholder's claim that B. Riley controlled the negotiations in the shadow of its significant stake in National....
FinCEN Wants Banks To Monitor For Cartel Oil Smuggling

1 week ago | law360.com | Sarah Jarvis

By Sarah Jarvis ( May 2, 2025, 6:11 PM EDT) -- The U.S. Treasury's enforcement unit has alerted U.S. financial institutions to watch for Mexican cartels smuggling stolen crude oil across the southwest border and into the U.S., saying fuel theft "has become the most significant non-drug illicit revenue source for the cartels."... Law360 is on it, so you are, too.
FinCEN Wants Banks To Monitor For Cartel Oil Smuggling

1 week ago | law360.co.uk | Sarah Jarvis

ADVERTISEMENT Don't want ads? Subscribe or login now. By Sarah Jarvis ( May 2, 2025, 6:11 PM EDT) -- The U.S. Treasury's enforcement unit has alerted U.S. financial institutions to watch for Mexican cartels smuggling stolen crude oil across the southwest border and into the U.S., saying fuel theft "has become the most significant non-drug illicit revenue source for the cartels."...