Stephen C. Centa

Oct 15, 2024 | lexology.com | Matthew Abbott |Andre Bouchard |André Bouchard |Christopher Cummings |Adam M. Givertz |Christian Kurtz | +8 more

The following is our summary of significant U.S. legal and regulatory developments during the third quarter of 2024 of interest to Canadian companies and their advisors. SDNY Court Deals Blow to SEC Cyber Enforcement, Dismisses Most Charges Against SolarWinds and Its CISOOn July 18, 2024, Judge Paul A.

Oct 16, 2023 | lexology.com | Matthew Abbott |Andre Bouchard |André Bouchard |Christopher Cummings |Adam M. Givertz |Audra J. Soloway | +2 more

The following is our summary of significant U.S. legal and regulatory developments during the third quarter of 2023 of interest to Canadian companies and their advisors. The United States Securities and Exchange Commission (the “SEC”) has adopted new disclosure requirements to enhance and standardize public company disclosures regarding cybersecurity risk management and incident reporting.

Jul 25, 2023 | lexology.com | Matthew Abbott |André Bouchard |Christopher Cummings |Adam M. Givertz |Audra J. Soloway |Stephen C. Centa | +1 more

The following is our summary of significant U.S. legal and regulatory developments during the second quarter of 2023 of interest to Canadian companies and their advisors. SEC Approves Clawback Listing Standards; Listed Companies Have Until December 1, 2023 to Adopt Compliant PoliciesThe United States Securities and Exchange Commission (the “SEC”) has approved the clawback listing standards of the New York Stock Exchange (the “NYSE”) and Nasdaq.

Apr 17, 2023 | lexology.com | Matthew Abbott |Christopher Cummings |Adam M. Givertz |Audra J. Soloway |Stephen C. Centa

The following is our summary of significant U.S. legal and regulatory developments during the first quarter of 2023 of interest to Canadian companies and their advisors. Stock Exchanges Publish Clawback ProposalsAs required by Rule 10D-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the New York Stock Exchange (the “NYSE”) and Nasdaq have issued their respective proposed clawback listing standards.