Steven W. Shuldman

Oct 19, 2023 | lexology.com | Brad Bondi |Sean Donahue |Eduardo Gallardo |Steven W. Shuldman

On October 13, 2023, the U.S. Securities and Exchange Commission (the “SEC”) adopted final rules requiring the reporting and disclosure of short sale trade data information. New Rule 13f-2 implements new obligations on certain institutional investment managers (“Managers”) to report short position and activity data for certain equity securities on new Form SHO.