Brad Bondi

1 month ago | lexology.com | Brad Bondi |Jaime Madell |Renato Mariotti |Michael L.Spafford |Holly Campbell |Maggie DePoy

This week, the CFTC released an Enforcement Advisory setting forth concrete guidelines for self-reporting, cooperation and remediation that will reshape how market participants report and defend potential violations. For years, the CFTC refused to quantify the credit that market participants would receive for self-reporting a violation, cooperating with the commission or remediating potential violations.

Mar 7, 2024 | jdsupra.com | Brad Bondi |Sean Donahue |Eduardo Gallardo

March 7, 2024 Brad Bondi, Sean Donahue, Eduardo Gallardo, Ruonan Song, Spencer Young Paul Hastings LLP + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: On February 23, 2024, the U.S. District Court for the District of Columbia ruled in favor of Institutional Shareholder Services Inc.

Mar 6, 2024 | lexology.com | Brad Bondi |Sean Donahue |Eduardo Gallardo |Spencer Young |Ruonan Song

On February 23, 2024, the U.S. District Court for the District of Columbia ruled in favor of Institutional Shareholder Services Inc. (“ISS”), a leading proxy advisory firm, on the party’s motions for summary judgment, ending a years long dispute over whether proxy voting advice for a fee constitutes solicitation subject to the federal proxy rules, which are codified in the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

Dec 20, 2023 | jdsupra.com | Brad Bondi |Sean Donahue |Eduardo Gallardo

Two recent rulings from the Delaware Court of Chancery relating to matters that arose in shareholder activism campaigns were favorable to companies. In Paragon Technologies, Inc. v. Terence J. Cryan, et al. (November 30, 2023) and Texas Pacific Land Corporation v. Horizon Kinetics LLC, et al.

Oct 19, 2023 | jdsupra.com | Brad Bondi |Sean Donahue |Eduardo Gallardo

On October 13, 2023, the U.S. Securities and Exchange Commission (the “SEC”) adopted final rules requiring the reporting and disclosure of short sale trade data information. New Rule 13f-2 implements new obligations on certain institutional investment managers (“Managers”) to report short position and activity data for certain equity securities on new Form SHO.