Tiffany J. Smith
Partner at wilmerhale.com
Tiffany J. Smith has over a decade of experience advising and representing broker-dealers and other financial institutions, including financial technology companies, regarding compliance with the federal securities laws and regulations and the rules of the self-regulatory organizations. Ms. Smith's practice primarily focuses on four areas: (i) broker-dealer regulatory compliance, (ii) cryptocurrency regulatory compliance, (iii) representing clients in connection with enforcement matters and regulatory examinations, and (iv) providing regulatory advice in connection with corporate transactions. Source
Articles
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Jan 24, 2025 |
wilmerhale.com | Tiffany J. Smith |Kyle P. Swan |Evan J. Goldsholle |Daniel J. Martin
On January 21, 2025, the SEC under Acting Chairman Mark T. Uyeda launched an agencywide “Crypto Task Force.”
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Nov 14, 2024 |
wilmerhale.com | Tiffany J. Smith |Kyle P. Swan |Joshua Nathanson |Reid J. Carroll
The election of Donald J. Trump as President could have a significant impact on the crypto industry given his campaign promise of a pro-crypto administration.
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Feb 8, 2024 |
wilmerhale.com | Tiffany J. Smith |Joanna Howard |Reid J. Carroll |Eliza Gonzalez
Tiffany J. Smith, Joanna Howard, Reid Carroll and Eliza Gonzalez drafted the inaugural chapter on Decentralized Finance for the 2024 Practising Law Institute Fintech, Regtech, and the Financial Services Industry treatise.
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