Timothy J. Treanor

Feb 15, 2024 | law360.com | Timothy J. Treanor |Michael Lewis |Laura Sorice

ADVERTISEMENT Don't want ads? Subscribe or login now. By Timothy Treanor, Michael Lewis and Laura Sorice (February 15, 2024, 4:11 PM EST) -- On Jan.

Feb 15, 2024 | law360.co.uk | Timothy J. Treanor |Michael Lewis |Laura Sorice

ADVERTISEMENT Don't want ads? Subscribe or login now. By Timothy Treanor, Michael Lewis and Laura Sorice (February 15, 2024, 4:11 PM EST) -- On Jan.

Feb 14, 2024 | lexology.com | Paul Tyrrell |Jay G. Baris |Elizabeth Shea Fries |Stephen Cohen |Timothy J. Treanor |Stanley J. Boris | +1 more

On February 13, 2024, the U.S. Treasury’s Financial Crimes Enforcement Network (FinCEN) withdrew its 2015 notice of proposed rulemaking (NPRM) related to registered investment advisers (RIAs) and released a new notice of proposed rulemaking seeking to impose anti-money-laundering/counter-terrorist financing (AML/CTF) program requirements for the U.S. Securities and Exchange Commission (SEC) RIAs along with SEC exempt reporting advisers (ERAs).1 The addition of ERA as a covered investment...

Mar 21, 2023 | lexology.com | Timothy J. Treanor

Oct 26, 2022 | corporatesecretary.com | Ben Maiden |Timothy J. Treanor