Audrey A. Jeung

Mar 1, 2024 | jdsupra.com | Audrey A. Jeung |Christine Lombardo |John O'Brien

March 1, 2024 Audrey Jeung, Christine Lombardo, John O'Brien, Sarah Riddell, Richard Roman, Christine Ayako Schleppegrell Morgan Lewis + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: On February 8, the US Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC and, together with the SEC, the Commissions) voted to adopt amendments to Form PF1 that will impact the required reporting for...

Feb 29, 2024 | morganlewis.com | Christine Ayako Schleppegrell |Christine Lombardo |John O'Brien |Audrey A. Jeung |Sarah Riddell

On February 8, the US Securities and Exchange Commission (SEC) and the US Commodity Futures Trading Commission (CFTC and, together with the SEC, the Commissions) voted to adopt amendments to Form PF that will impact the required reporting for SEC-registered investment advisers that file on Form PF (Form PF Amendments). The Form PF Amendments will affect (1) all filers of Form PF, (2) advisers to hedge funds, and (3) large hedge fund advisers to qualifying hedge funds.

Sep 1, 2023 | jdsupra.com | Audrey A. Jeung |Christine Lombardo |Courtney C. Nowell |Joseph Zargari

September 1, 2023 Audrey Jeung, Christine Lombardo, Courtney Nowell, John O'Brien, Christine Ayako Schleppegrell, Stephen Tirrell, Ellen Weinstein, Joseph Zargari Morgan Lewis + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: On August 23, 2023, the US Securities and Exchange Commission (SEC) voted 3-2 to adopt new and amended rules under the Investment Advisers Act of 1940, as amended (Advisers Act) that will impose additional...

Aug 31, 2023 | lexology.com | Christine Lombardo |Christine Ayako Schleppegrell |John O’Brien |Courtney C. Nowell |Stephen C. Tirrell |Joseph Zargari | +2 more

SPLIT SEC ADOPTS NEW AND AMENDED RULES OVERHAULING PRIVATE FUND INDUSTRYThis report is provided for your convenience and does not constitute legal advice or create an attorney-client relationship. Prior results do not guarantee similar outcomes. Attorney Advertising. Links provided from outside sources are subject to expiration or change.

Aug 31, 2023 | morganlewis.com | Christine Lombardo |Christine Ayako Schleppegrell |John O'Brien |Courtney C. Nowell |Stephen C. Tirrell |Joseph Zargari | +2 more

The US Securities and Exchange Commission (SEC) on August 23 voted 3-2 to adopt new and amended rules under the Investment Advisers Act of 1940, as amended that will impose additional requirements on registered investment advisers and will restrict certain activities for all advisers to private funds, regardless of SEC registration status (Final Rules). The SEC approved the Final Rules despite strong industry objection and dissents from Commissioners Hester Peirce and Mark Uyeda.