Maggie DePoy

1 month ago | lexology.com | Brad Bondi |Jaime Madell |Renato Mariotti |Michael L.Spafford |Holly Campbell |Maggie DePoy

This week, the CFTC released an Enforcement Advisory setting forth concrete guidelines for self-reporting, cooperation and remediation that will reshape how market participants report and defend potential violations. For years, the CFTC refused to quantify the credit that market participants would receive for self-reporting a violation, cooperating with the commission or remediating potential violations.

2 months ago | jdsupra.com | Holly Campbell |Maggie DePoy |Renato Mariotti

The materiality standard in fraud cases may soon shift dramatically if the comments of Supreme Court justices during a recent oral argument are any indication. A rollback of the materiality standard would be the latest in a series of Supreme Court cases that make it more difficult to prosecute white-collar cases.

Oct 17, 2024 | lexology.com | Nathaniel B. Edmonds |Leo Tsao |Nisa R. Gosselink-Ulep |Craig Lee |Joanne Joseph |Maggie DePoy | +2 more

I. IntroductionOn September 23, 2024, the Department of Justice’s (“DOJ”) Criminal Division announced significant changes to its Evaluation of Corporate Compliance Programs (“ECCP”), which prosecutors use in assessing the effectiveness of corporate compliance programs. The changes to the ECCP cover a range of compliance topics, but most notably focus on steps companies should be considering to mitigate the increasing risks of artificial intelligence (“AI”) and other new technologies.

Oct 4, 2024 | jdsupra.com | Holly Campbell |Maggie DePoy |Renato Mariotti

October 4, 2024 Holly Campbell, Maggie DePoy, Renato Mariotti Paul Hastings LLP + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: The CFTC’s attempt to ban political event contracts is on hold for now and faces a difficult road ahead.