Bruce Carton

2 months ago | securitiesdocket.beehiiv.com | David Isenberg |Bruce Carton

Good morning! Here’s what’s up. Clips ✂️Coinbase Says S.E.C. Will Drop Crypto LawsuitThe cryptocurrency exchange Coinbase said on Friday that the Securities and Exchange Commission had agreed to drop its lawsuit against the company, lifting a legal cloud over the global crypto industry and signaling a broader retreat by federal regulators.

2 months ago | securitiesdocket.beehiiv.com | Molly Roberts |Bruce Carton

Good morning! Here’s what’s up. Poll Results 52% of you do not believe President Trump will pardon Sam Bankman-Fried by December 31, 2025. ✍️ Clips ✂️SEC’s Republican-led commission tightens oversight of probes, sources sayIn recent days, some enforcement staff have been told that they will need to seek the Commission’s approval for all formal orders of investigation, which are required to issue subpoenas for testimony or documents, the sources said.

Dec 9, 2024 | securitiesdocket.beehiiv.com | John Stark |Bruce Carton

Good morning! Here’s what’s up. Clips ✂️12 Unprecedented SEC Reforms to Expect During the First 100 Days of SEC Chair Paul AtkinsHaving served at the SEC for almost 20 years and as Chief of the Office of Internet Enforcement of the U.S. Securities and Exchange Commission (SEC) during the entirety of the term of former SEC Commissioner Paul Atkins (August 8, 2002 – August 1, 2008), my take is that Paul Atkins might become the greatest SEC Chair in US history.

Nov 18, 2024 | securitiesdocket.beehiiv.com | John Stark |Bruce Carton

Good morning! Here’s what’s up. Webcast 🎤 Securities Docket will be hosting a free webcast on December 16: An FCPA Update - Recent Developments and Recurring Compliance “Blind Spots”. The panelists will include Charles E. Cain, Chief of the SEC’s FCPA Unit, and leading FCPA attorneys and consultants James K. Koukios (Morrison Foerster), Sonali D. Patel (Mayer Brown), and Bernard F. Woolfley (Ankura).

Oct 10, 2024 | securitiesdocket.beehiiv.com | Nick Morgan |Bruce Carton

Good morning! Here’s what’s up. Last Day for Nominations: Securities Docket’s “Enforcement Elite” for 2024 🚨 Today is the deadline for nominations for Securities Docket’s “Enforcement Elite” for 2024 – our list of the best securities enforcement defense counsel in the industry. We will announce the Enforcement Elite honorees at Securities Enforcement Forum D.C. 2024, which will be held Wednesday, November 6, 2024, at the Mayflower Hotel in Washington, D.C..