Charlie Carroll

Sep 24, 2024 | lexology.com | Anne O’Neill |Paul White |Michelle McLoughlin |Charlie Carroll |Jennie Quirke |Isabella Spencer-Higgins

The UK’s Financial Conduct Authority (FCA) has overhauled the Listing Rules (the UKLR) to better align with international market standards and to improve the global competitiveness of the UK market. The new UKLR, which apply since 29 July 2024, represent a relaxation of the previous regime and a move to a more disclosure-based regime.

Nov 9, 2023 | lexology.com | Timothy Howard |Brock Dahl |Beth George |Charlie Carroll

Last week, amendments to the New York Department of Financial Services (“DFS”) cybersecurity regulations took effect. Codified at 23 NYCRR 500 (“Part 500”), these cybersecurity regulations broadly apply to companies that offer financial services or insurance products in New York state.

Nov 9, 2023 | lexology.com | Dario Dagostino |Mark Devane |Patrick Brandt |Christopher Martin |Sarah Lee |Duncan Inverarity | +9 more

Following the publication of the Central Bank’s draft Guidance on the Individual Accountability Framework (IAF) in March 2023 and the consultation process which closed in June 2023, it appears that publication of the final Guidance and the feedback statement on the Consultation is imminent and will be published next week.