Elena Kormosh

Apr 30, 2024 | lexology.com | Jenny Stainsby |Hywel Jenkins |Chris Ninan |Jon Ford |Karen Anderson |Michael Tan | +4 more

The Financial Conduct Authority’s (FCA) extended consultation window closes today in respect of Consultation Paper 24/2: Our Enforcement Guide and publicising enforcement investigations – a new approach (CP24/2). We have previously posted a summary of the key areas covered by CP24/2, and an overview of our thoughts on whether the FCA’s proposals can achieve their objectives.

Feb 27, 2024 | lexology.com | Jenny Stainsby |Hywel Jenkins |Chris Ninan |Jon Ford |Elena Kormosh

The Financial Conduct Authority (FCA) has published CP24/2: Our Enforcement Guide and publicising enforcement investigations – a new approach, which sets out a proposal that would see the regulator publicly announce the opening and progress of investigations, and other proposed changes to simplify the FCA’s Enforcement Guide (EG). The FCA is seeking feedback on its proposals by 16 April 2024.

Jan 30, 2024 | lexology.com | Lisa Fried |Hywel Jenkins |Mark Smyth |Marina Reason |Edward Einfeld |Patricia Horton | +2 more

The EUIn 2024, the EU will plough ahead with upgrading its various disclosure requirements, requiring firms to do a lot of heavy lifting to implement changed and new rules. Among these are the Sustainable Finance Disclosure Regulation (SFDR); the Commission will conduct a post-implementation review of the SFDR and issue a report on its effectiveness due in Q2 2024.