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Jan 23, 2025 | 
herbertsmithfreehills.com | Andrew Eastwood |Jon Ford |Hywel Jenkins |Danielle Briers
Insight Global Reports and highlights - By 4m read Faced with novel issues and keenly aware that the slow process of regulatory and/or legislative change can fall short of consumers' and others' expectations, financial services regulators have begun to re-examine their existing tools and powers. When the perfect tool for the job is not available, something else in the toolkit may be pressed into service.
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Jan 23, 2025 | 
herbertsmithfreehills.com | Hywel Jenkins |Clive Cunningham |Charlotte Henry |Jaime Bofill
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Nov 28, 2024 | 
herbertsmithfreehills.com | Jenny Stainsby |Hywel Jenkins |Chris Ninan |Jon Ford
IntroductionOn 28 November 2024, the UK Financial Conduct Authority (the "FCA") published Consultation Paper 24/2 Part 2 ("CP24/2 Part 2").1 This sets out revisions to the FCA's controversial proposals2 published earlier this year to name firms it is investigating at an early stage and before any findings of misconduct have been made (the "Transparency Proposal"). The deadline for responding to the revised proposals is 17 February 2025.
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May 13, 2024 | 
financialregulationintl.com | Lisa Fried |Hywel Jenkins |Mark Smyth |Marina Reason
Disclosure, reporting, labelling, anti-greenwashing requirements and beyond2024-03-31 00:00:00.0This article examines regulatory and strategic developments relating to environmental, social and governance (ESG) policy in the EU, UK, Australia and the US. ESG and sustainability are areas of increasing focus for the global financial services industry (and the wider economy) so regulators and businesses all have important roles to play. Start benefiting from our expert analysis straight away.
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May 13, 2024 | 
financialregulationintl.com | Lisa Fried |Hywel Jenkins |Mark Smyth |Marina Reason
2024-05-10 00:00:00.0This article examines regulatory and strategic developments relating to environmental, social and governance (ESG) policy in the EU, UK, Australia and the US. ESG and sustainability are areas of increasing focus for the global financial services industry (and the wider economy) so regulators and businesses all have important roles to play. Start benefiting from our expert analysis straight away. Click here to subscribe.
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Apr 30, 2024 | 
lexology.com | Jenny Stainsby |Hywel Jenkins |Chris Ninan |Jon Ford |Karen Anderson |Michael Tan | +4 more
The Financial Conduct Authority’s (FCA) extended consultation window closes today in respect of Consultation Paper 24/2: Our Enforcement Guide and publicising enforcement investigations – a new approach (CP24/2). We have previously posted a summary of the key areas covered by CP24/2, and an overview of our thoughts on whether the FCA’s proposals can achieve their objectives.
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Apr 2, 2024 | 
mondaq.com | Hywel Jenkins |Jenny Stainsby |Chris Ninan |Jon Ford
On 27 February 2024, the Financial Conduct Authority (FCA)
published CP24/2: Our Enforcement Guide and publicising
enforcement investigations – a new approach, which sets
out a proposal that would see the regulator publicly announce the
opening and progress of investigations, and other proposed changes
to simplify the FCA's Enforcement Guide (EG). A summary of the
key areas covered by CP24/2 can be found in our earlier post.
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Mar 7, 2024 | 
mondaq.com | Jenny Stainsby |Hywel Jenkins |Chris Ninan |Jon Ford
The Financial Conduct Authority (FCA) has
published CP24/2: Our Enforcement Guide and publicising
enforcement investigations – a new approach, which
sets out a proposal that would see the regulator publicly announce
the opening and progress of investigations, and other proposed
changes to simplify the FCA's Enforcement Guide
(EG). The FCA is seeking feedback on its proposals
by 16 April 2024.
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Feb 27, 2024 | 
lexology.com | Jenny Stainsby |Hywel Jenkins |Chris Ninan |Jon Ford |Elena Kormosh
The Financial Conduct Authority (FCA) has published CP24/2: Our Enforcement Guide and publicising enforcement investigations – a new approach, which sets out a proposal that would see the regulator publicly announce the opening and progress of investigations, and other proposed changes to simplify the FCA’s Enforcement Guide (EG). The FCA is seeking feedback on its proposals by 16 April 2024.
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Feb 15, 2024 | 
mondaq.com | Ruth Overington |Hannah Cassidy |Hywel Jenkins |Chee Hian Kwah
Ground continues to shift under senior managers as regulators
refine their approach
Senior accountability regimes were a flagship of post Global
Financial Crisis regulatory change in many key jurisdictions. Where
these regimes have been up and running for a period, policymakers
are now looking at the effectiveness of these regimes and whether
change is needed to respond to today's operating
environment.
