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Jan 24, 2025 | 
jdsupra.com | Mark Austin |James Inness |Anna Ngo
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Nov 18, 2024 | 
jdsupra.com | Mark Austin |Chris Horton |James Inness
The proposals seek to address engagement feedback which called for a more effective stewardship model that would support UK competitiveness and growth. On 11 November 2024, the Financial Reporting Council (FRC) launched its consultation on proposed revisions to its Stewardship Code (the Code). The Code applies on a voluntary basis to its signatories which comprise asset owners, asset managers, proxy advisors, and investment consultants.
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Oct 3, 2024 | 
lexology.com | Mark Austin |Richard Butterwick |Chris Horton |James Inness |Sam Newhouse |Anna Ngo
This Edition Covers Capital Markets Of Tomorrow Report Sets Out “UK Elevator Pitch” and Identifies Priority Areas to Deliver UK Economic Growth CMIT Calls for a More Effective Model for Stewardship in the UK Investors Call for Climate Strategy Vote at UK’s Largest Listed Companies FCA Updates Its Knowledge Base to Reflect the New UK Listing Regime Latham US FPI Guide — 2024 Edition Capital Markets Of Tomorrow Report Sets Out “UK Elevator Pitch” and Identifies Priority Areas to Deliver UK...
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Aug 5, 2024 | 
jdsupra.com | Mark Austin |Chris Horton |James Inness
The proposals form a package of measures designed to promote UK capital raising. On 26 July 2024, the FCA published consultation papers on a new public offers and admissions to trading regime to replace the existing UK Prospectus Regulation, and on proposals to establish public offer platforms (POPs) as a new mechanism for raising scale-up capital. These proposals form part of a package of measures to build up UK wholesale markets.
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Jul 11, 2024 | 
jdsupra.com | Mark Austin |Chris Horton |James Inness
July 11, 2024
Mark Austin, Chris Horton, James Inness, Anna Ngo, Johannes Poon
Latham & Watkins LLP
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The new regime modernises the listing framework while maintaining robust standards to protect investors and ensure market integrity.
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Jul 11, 2024 | 
lexology.com | Mark Austin |Chris Horton |James Inness |Anna Ngo |Johannes Poon
To view this article you need a PDF viewer such as Adobe Reader. If you can't read this PDF, you can view its text here. Go back to the PDF. The new regime modernises the listing framework while maintaining robust standards to protect investors and ensure market integrity. On 11 July 2024, the FCA released the final rules for the new UK listing regime, which will take effect from 29 July 2024.
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Jul 2, 2024 | 
lexology.com | Mark Austin |Richard Butterwick |Chris Horton |James Inness |Sam Newhouse |Anna Ngo
ESMA Identifies Good Practices That Companies Should Follow When Carrying out Pre-Close CallsOn 29 May 2024, the European Securities and Markets Authority (ESMA) issued a statement on good practices to be followed in relation to pre-close calls with research analysts. The calls take place immediately before the close periods preceding the publication of financial results.
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Jun 24, 2024 | 
jdsupra.com | Nicola Higgs |James Inness |Rob Moulton
The guidance was issued after ESMA and national regulators observed “high volatility episodes” in EU share prices, some of which took place shortly after pre-close calls with analysts. Key Takeaways: ESMA recently published guidance providing non-exhaustive indicative best practices for issuers’ conduct of calls with analysts shortly ahead of closed periods. ESMA is seeking to address concerns that inside information may be shared during pre-close calls.
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Jun 4, 2024 | 
lexology.com | Mark Austin |Richard Butterwick |Chris Horton |James Inness |Sam Newhouse |Anna Ngo
This Edition Covers: FCA Issues Reminders on Annual Reporting and LTIP Disclosure Requirements Government and FCA Provide Update on Implementation of Sustainability Disclosure Requirements UK Investors Not Receiving Sufficient Information From GDR Issuers US Securities and Exchange Commission Adopts Accelerated Settlement of Securities First UK Bribery Conviction of Foreign Public Official Offers Key Learning Points FCA Issues Reminders on Annual Reporting and LTIP Disclosure Requirements On...
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Apr 29, 2024 | 
jdsupra.com | Dominic Geiser |James Inness
This resolution is important for contractors’ rights to retention monies in construction contracts.
The Hong Kong Court of First Instance (CFI) held in a recent judgment that, whilst the absence of segregation is not necessarily fatal to a trust, a valid trust cannot be formed due to lack of certainty of subject matter unless the money in question is part of a “sufficiently identifiable bulk”.
