Jonathan Nowakowski

Sep 5, 2024 | lexology.com | Laura Flores |Barry N. Hurwitz |W. John McGuire |Jonathan Nowakowski |John O’Brien |Kyle Sullivan | +1 more

The US Securities and Exchange Commission (SEC), by a 3-2 vote, recently adopted amendments to registered fund reporting requirements on Form N-PORT and Form N-CEN and provided guidance on open-end funds’ liquidity risk management programs. The amendments to Form N-PORT will increase both the frequency with which portfolio holdings information is filed and the public availability of such information.

Sep 5, 2024 | morganlewis.com | Laura Flores |Barry N. Hurwitz |W. John McGuire |Jonathan Nowakowski

The US Securities and Exchange Commission (SEC), by a 3-2 vote, recently adopted amendments to registered fund reporting requirements on Form N-PORT and Form N-CEN and provided guidance on open-end funds’ liquidity risk management programs. The amendments to Form N-PORT will increase both the frequency with which portfolio holdings information is filed and the public availability of such information.