Barry N. Hurwitz

Oct 28, 2024 | jdsupra.com | James E. Doench |Barry N. Hurwitz

Compliance with the US Securities and Exchange Commission’s (SEC’s) new Rule 13f-2 is required as of January 2, 2025. Institutional investment managers whose short positions exceed a reporting threshold in the month of January 2025 must file a Form SHO by February 2025. In October 2023, the SEC adopted Rule 13f-2 under the Securities Exchange Act of 1934 (Exchange Act), which requires certain institutional investment managers to file new Form SHO.

Oct 28, 2024 | lexology.com | Barry N. Hurwitz |James E. Doench

Compliance with the US Securities and Exchange Commission’s (SEC’s) new Rule 13f-2 is required as of January 2, 2025. Institutional investment managers whose short positions exceed a reporting threshold in the month of January 2025 must file a Form SHO by February 2025. In October 2023, the SEC adopted Rule 13f-2 under the Securities Exchange Act of 1934 (Exchange Act), which requires certain institutional investment managers to file new Form SHO.

Oct 28, 2024 | morganlewis.com | Barry N. Hurwitz |James E. Doench

Compliance with the US Securities and Exchange Commission’s (SEC’s) new Rule 13f-2 is required as of January 2, 2025. Institutional investment managers whose short positions exceed a reporting threshold in the month of January 2025 must file a Form SHO by February 2025. In October 2023, the SEC adopted Rule 13f-2 under the Securities Exchange Act of 1934 (Exchange Act), which requires certain institutional investment managers to file new Form SHO.

Oct 3, 2024 | jdsupra.com | Barry N. Hurwitz |Erin Martin |John O'Brien

Recent actions by the US Securities and Exchange Commission’s (SEC’s) Division of Enforcement highlight the importance of making timely filings pursuant to Sections 13(d), 16, and 13(f) of the Securities Exchange Act of 1934. These filings report beneficial ownership (Schedules 13D and 13G), transactions by insiders and 10% investors (Forms 3, 4, and 5), and public company equity securities under the investment discretion of institutional investment managers (Form 13F).

Oct 2, 2024 | morganlewis.com | Erin Martin |Celia Soehner |Barry N. Hurwitz |John O'Brien

Recent actions by the US Securities and Exchange Commission’s (SEC’s) Division of Enforcement highlight the importance of making timely filings pursuant to Sections 13(d), 16, and 13(f) of the Securities Exchange Act of 1934. These filings report beneficial ownership (Schedules 13D and 13G), transactions by insiders and 10% investors (Forms 3, 4, and 5), and public company equity securities under the investment discretion of institutional investment managers (Form 13F).