Mary Weeks

Mar 7, 2024 | lexblog.com | Chris Willis |Sheri Adler |Mary Weeks

In this episode of The Consumer Finance Podcast, Chris Willis is joined by Partners Sheri Adler and Mary Weeks to discuss the recent uptick in SEC enforcement activity related to whistleblowers. They focus on the implications for financial institutions and other companies, particularly those targeted by the SEC for documents potentially restricting whistleblowers from reporting violations of securities laws.

Feb 20, 2024 | lexblog.com | Tracey E. Diamond |Evan Gibbs |Sheri Adler |Mary Weeks

In this episode of the Hiring to Firing Podcast, Partners Tracey Diamond and Evan Gibbs, along with fellow firm Partners Sheri Adler and Mary Weeks, chat about the ultimate whistleblower – police officer Frank Serpico – and the SEC’s recent crackdown on whistleblower provisions in employment and separation agreements. Listen in as the group shares a top ten list of drafting tips to ensure compliance.

Feb 20, 2024 | lexology.com | Tracey E. Diamond |Evan Gibbs |Sheri Adler |Mary Weeks

Click here to listen to the audio. In this episode of the Hiring to Firing Podcast, Partners Tracey Diamond and Evan Gibbs, along with fellow Partners Sheri Adler and Mary Weeks, chat about the ultimate whistleblower — police officer Frank Serpico — and the SEC’s recent crackdown on whistleblower provisions in employment and separation agreements. Listen in as the group shares a top 10 list of drafting tips to ensure compliance.

Nov 30, 2023 | jdsupra.com | Sheri Adler |Mary Weeks

BackgroundUnder Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, Congress expanded protections for whistleblowers reporting possible violations of federal securities laws to the Securities and Exchange Commission (SEC).[1] Specifically, the statute established certain financial incentives and confidentiality guarantees for whistleblowers reporting potential violations of securities laws.

Nov 29, 2023 | lexblog.com | Sheri Adler |Mary Weeks

BackgroundUnder Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, Congress expanded protections for whistleblowers reporting possible violations of federal securities laws to the Securities and Exchange Commission (SEC).[1] Specifically, the statute established certain financial incentives and confidentiality guarantees for whistleblowers reporting potential violations of securities laws.