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Jun 25, 2024 | 
jdsupra.com | Sheri Adler |James Earle |DAVID KAPLAN
SYNOPSIS: Dodd-Frank clawback policies require covered companies to promptly recover any "erroneously award compensation" received by certain current or former "executive officers." "Erroneously awarded compensation" refers to incentive-based compensation received by the executive that would have been less if recalculated after certain financial restatements.
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Jun 24, 2024 | 
lexology.com | Sheri Adler |James Earle |DAVID KAPLAN
SYNOPSIS: Dodd-Frank clawback policies require covered companies to promptly recover any “erroneously award compensation” received by certain current or former “executive officers.” “Erroneously awarded compensation” refers to incentive-based compensation received by the executive that would have been less if recalculated after certain financial restatements.
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May 23, 2024 | 
lexology.com | Sheri Adler |Chris Willis
Click here to listen to the audio. In this episode of The Consumer Finance Podcast, Chris Willis is joined by Sheri Adler to discuss the implications of the upcoming change in securities law that shortens the settlement period for broker-dealer transactions from T+2 (two business days after the trade date) to T+1 (one business day after the trade date). This change, effective May 28, 2024, has significant implications for employers who offer equity-based compensation to their employees.
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Mar 7, 2024 | 
lexblog.com | Chris Willis |Sheri Adler |Mary Weeks
In this episode of The Consumer Finance Podcast, Chris Willis is joined by Partners Sheri Adler and Mary Weeks to discuss the recent uptick in SEC enforcement activity related to whistleblowers. They focus on the implications for financial institutions and other companies, particularly those targeted by the SEC for documents potentially restricting whistleblowers from reporting violations of securities laws.
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Feb 20, 2024 | 
lexblog.com | Tracey E. Diamond |Evan Gibbs |Sheri Adler |Mary Weeks
In this episode of the Hiring to Firing Podcast, Partners Tracey Diamond and Evan Gibbs, along with fellow firm Partners Sheri Adler and Mary Weeks, chat about the ultimate whistleblower – police officer Frank Serpico – and the SEC’s recent crackdown on whistleblower provisions in employment and separation agreements. Listen in as the group shares a top ten list of drafting tips to ensure compliance.
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Feb 20, 2024 | 
lexology.com | Tracey E. Diamond |Evan Gibbs |Sheri Adler |Mary Weeks
Click here to listen to the audio. In this episode of the Hiring to Firing Podcast, Partners Tracey Diamond and Evan Gibbs, along with fellow Partners Sheri Adler and Mary Weeks, chat about the ultimate whistleblower — police officer Frank Serpico — and the SEC’s recent crackdown on whistleblower provisions in employment and separation agreements. Listen in as the group shares a top 10 list of drafting tips to ensure compliance.
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Jan 11, 2024 | 
lexology.com | Sheri Adler |Chris Willis
Click here to listen to the audioPlease join Troutman Pepper Partners Chris Willis and Sheri Adler as they discuss recent developments in equity award delegations for public companies incorporated in Delaware. Sheri, a member of our Employee Benefits and Executive Compensation practice, provides our listeners with a 30,000-foot view of what equity incentive plans typically look like at a public company, such as a publicly traded bank or another financial institution.
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Nov 30, 2023 | 
jdsupra.com | Sheri Adler |Mary Weeks
BackgroundUnder Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, Congress expanded protections for whistleblowers reporting possible violations of federal securities laws to the Securities and Exchange Commission (SEC).[1] Specifically, the statute established certain financial incentives and confidentiality guarantees for whistleblowers reporting potential violations of securities laws.
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Nov 29, 2023 | 
lexblog.com | Sheri Adler |Mary Weeks
BackgroundUnder Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, Congress expanded protections for whistleblowers reporting possible violations of federal securities laws to the Securities and Exchange Commission (SEC).[1] Specifically, the statute established certain financial incentives and confidentiality guarantees for whistleblowers reporting potential violations of securities laws.
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Nov 9, 2023 | 
lexblog.com | Sheri Adler
Troutman Pepper Partner Sheri Adler recently joined Meredith Ervine on The Pay & Proxy Podcast from Compensation Standards, to discuss equity award delegations in Delaware. The podcast can be accessed here.
