Asim Grabowski-Shaikh

Aug 21, 2023 | jdsupra.com | Asim Grabowski-Shaikh |Jennifer Rodriguez

Key Takeaways A number of amendments to the Delaware General Corporation Law became effective on Aug. 1, 2023. The amendments enhance the internal consistency of the Delaware General Corporation Law, clarify ambiguities and reduce administrative burdens associated with various corporate actions.

Feb 28, 2023 | jdsupra.com | John Carney |Asim Grabowski-Shaikh |Teresa Goody Guillén

OverviewOn Feb. 7, 2023, the Division announced its 2023 examination priorities. These priorities, updated and published annually, provide insights into the Division’s prioritization of certain practices, products and services in its upcoming examinations. They also focus on those areas that the Division typically believes present potentially heightened risks to investors or the integrity of the U.S. capital markets.

Feb 14, 2023 | lexology.com | John Carney |Teresa Goody Guillén |Asim Grabowski-Shaikh |Alexandra Karambelas |Lauren Lyster |Michelle N. Tanney | +1 more

Key TakeawaysThe Securities and Exchange Commission (SEC) Division of Examinations (the Division) announced its 2023 examination priorities. The priorities for 2023 reflect increased concern around Regulation Best Interest (Reg BI), cryptocurrency, cybersecurity and emerging financial technologies. Additionally, the SEC will prioritize compliance with standards of conduct for broker-dealers and registered investment advisers (RIAs) and with recently adopted rules. OverviewOn Feb.